Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wade Vincent KrempelSynovus Securities, Inc.Suntrust Advisory Services, INC.$1,00006-14-2019
Frank Thomas LacostaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Bruce Allen DavisWells Fargo Clearing Services, LLC Morgan Stanley$10006-10-2019
Lloyd M DavisWells Fargo Clearing Services, LLC Morgan Stanley$2506-07-2019
Evian Amaro CruzCambridge Investment Research, Inc.PFS Investments Inc.06-05-2019
William Bennett FinocchioFifth Third Securities, Inc.Bear, Stearns & Co. Inc.$2506-05-2019
Keith Thomas ForrestLPL Financial LLCAmeriprise Advisor Services, Inc.$5006-03-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
Tara Jean ShowalterAmeriprise Financial Services, Inc.Equity Services, Inc.$105-31-2019
Peter John RantaIFP Securities, LLCLPL Financial LLC$105-31-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDAVID LERNER ASSOCIATES, INC.$25005-29-2019
Jerry Leland BelnapCalton & Associates, Inc.Waddell & Reed$105-29-2019
Kathryn Annette OswaldVoya Financial Advisors, Inc.Transamerica Retirement Advisors, LLC05-29-2019
Craig Steven NombergWells Fargo Clearing Services, LLC David Lerner Associates, Inc.$25005-29-2019
Ginamarie SchembreRaymond James & Associates, Inc.Janney Montgomery Scott LLC05-28-2019
Charles Hamilton Woodward IVIFP Securities, LLCLPL Financial LLC05-25-2019
Mike BenseyLPL Financial LLCAmeriprise Financial Services, Inc.$27505-24-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Daniel MoralesEdward JonesMML Investors Services, LLC$10005-24-2019
Thomas Herbert JudgeCetera Financial Specialists LLCH.D. Vest Investment Services$105-24-2019
Mark Scott DutramPrivate Client Services, LLCLPL Financial LLC$15005-24-2019
John A. ColonLPL Financial LLCWells Fargo Clearing Services, LLC$2705-24-2019
Daniel Norman DowdInvestacorp, Inc.Kovack Securities Inc.$2505-23-2019
Ralph S. MunroeLPL Financial LLCCUNA Brokerage Services, Inc.$15005-23-2019
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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