Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Corp.08-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Raymond Anthony Asmar Jr.A.G.P. / Alliance Global PartnersSummit Financial Group Inc$2508-16-2019
Lance Mitchell KlugerA.G.P. / Alliance Global PartnersSummit Financial Group Inc$1008-16-2019
Michael Lawrence RiesDempsey Lord Smith, LLCH.D. Vest Advisory Services, Inc08-14-2019
Michael Lawrence RiesDempsey Lord Smith, LLCH.D. Vest Advisory Services, Inc08-14-2019
Michael Lawrence RiesDempsey Lord Smith, LLCH.D. Vest Advisory Services, Inc$108-14-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Gregory Paul PhillipsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Rodrigo Rabello MottaBAC Florida InvestmentsCitigroup Global Markets Inc.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Evan J. MayerRaymond James Financial Services, Inc.Suntrust Investment Services$18408-09-2019
Evan Jeremy MayerRaymond James Financial Services, Inc.Suntrust Advisory Services, Inc.$15008-09-2019
Fabrizio Gerardo SanchezSynovus Securities, Inc.LPL Financial LLC$5008-08-2019
Woody WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2508-01-2019
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Advisory Services08-01-2019
Christian Timothy StearnsCambridge Investment Research, Inc.First Command Advisory Services$15008-01-2019
Douglas W. McCallCambridge Investment Research, Inc.Investacorp Advisory Services Inc08-01-2019
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Showing 1 to 25 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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