Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bonnie SalusSynovus Securities, Inc.Citigroup Global Markets Inc.08-19-2019
Cinthya Pamela BrodzikowskiCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC08-19-2019
Mark Richard MelroseNational Securities CorporationCapitol Securities Management, Inc.$5008-19-2019
Andres F. Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
Peter AbbateMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Jose Carlos Zuniga BecerraWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-19-2019
Nathan M. TealeRobinhood Financial, LLCE*TRADE Securities LLC08-16-2019
Roger Alan MartinAmeriprise Financial Services, LLCWealth Advisors of Tampa Bay08-16-2019
Christopher J. ErbeckAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-16-2019
Gelsomina Medaglia LipscombAmeriprise Financial Services, LLCWealth Advisors of Tampa Bay08-16-2019
James W. King Jr.Securian Financial Services, Inc.Fidelity Brokerage Services LLC08-16-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Company, LLC08-16-2019
Richard Sterling PriceMML Investors Services, LLCNYLIFE Securities LLC08-16-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley$2508-16-2019
Raymond Anthony Asmar Jr.A.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$2508-16-2019
Lance Mitchell KlugerA.G.P / Alliance Global PartnersSummit Brokerage Services, Inc.$1008-16-2019
Kimberly Marie SurberJ. W. Cole Advisors, Inc.Intelligence Driven Advisers, LLC08-16-2019
Christian Garrett KlingSpearhead Capital Advisors, LLCENHANCE ADVISORS, LLC08-16-2019
Steven Seth KaufmanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-16-2019
Jeffrey MillikinMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-16-2019
Kristjan PrekaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-15-2019
William HeathLPL Financial LLCEdward Jones08-15-2019
Wesley Scott WiltCalton & Associates, Inc.Arbor Point Advisors08-15-2019
Rita Carol BrutonCalton & Associates, Inc.Securities America, Inc.08-15-2019
Alan R. CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
Next Page »

Showing 1 to 25 of 418 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.