Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathie Jeanne GallagherGWN Securities Inc.Ameritas Investment Company, LLC08-25-2019
Helen Von Dolteren-FournAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.08-23-2019
Dennis James Casey Jr.Raymond James Financial Services, Inc.SunTrust Advisory Services, Inc.$15008-23-2019
Linda Wheatley PremoGWN Securities Inc.Ameritas Investment Company, LLC08-23-2019
Roseann Marie MonteleoneIFP Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2019
Stephen C HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Linda Sue WindersStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jeremy Daniel HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Betty VeingerMidAmerica Securities, LLCGWN Securities Inc.08-23-2019
David Andrew McNeelyMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Advisory Services, Inc.$10008-23-2019
Ryan Daniel KnowltonMorgan StanleyUBS Financial Services Inc.08-23-2019
Alex Manuel NegronFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC08-22-2019
Dean Robert NowakNewbridge Securities CorporationTaylor Capital Management Inc.08-22-2019
Jorge Carlos GarridoLPL Financial LLCKovack Securities Inc.08-21-2019
Constandinos YenidouniaBenchmark Financial Wealth Advisors LLCBNY Mellon Securities Corporation08-21-2019
Bradley Scott TremitiereRanch Capital AdvisorsWellington Shields & Co., LLC08-21-2019
Jessica LlorensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-21-2019
Rommel David GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Analysts08-21-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Justin HeaslipGWN Securities Inc.VALIC Financial Advisors, Inc.08-20-2019
Kevis RosarioMutual of Omaha Investor Services, Inc.J.P. Morgan Securities LLC08-20-2019
Zahara Felicia AliRaymond James & Associates, Inc.T. Rowe Price Investment Services, Inc.08-20-2019
Bonnie SalusSynovus Securities, Inc.Citigroup Global Markets Inc.08-19-2019
Cinthya Pamela BrodzikowskiCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC08-19-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.