Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Melvin MershonCalton & Associates, Inc.Capital Financial Services, Inc.07-15-2019
Michael L. McKenzieCalton & Associates, Inc.Capital Financial Services, Inc.07-08-2019
Edward Roy ClarkCalton & Associates, Inc.Capital Financial Services, Inc.07-02-2019
Joseph A. GeorgesCalton & Associates, Inc.Capital Financial Services, Inc.06-28-2019
Carlos J. Berrios-AgostoCambridge Investment Research, Inc.PFS Investments Inc.07-16-2019
Adriana Carolina ArangurenCitigroup Global Markets Inc.UBS Financial Services Inc.07-08-2019
Fedra VimercatiComerica SecuritiesKestra Investment Services, LLC06-26-2019
Neil William GrossmanCraft Capital Management LLCRichfield Orion International, Inc.07-22-2019
Greg William HarmonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
James Thomas Stevenson Jr.Edward JonesLevel Four Advisory Services$5006-28-2019
Thomas Mario SchornFiduciary Planning, LLCFirst Allied Advisory Services, Inc.06-28-2019
Kimberly Evelyn McMillionFortune Financial Services, Inc.McNally Financial Services Corporation07-12-2019
Elwyn Douglas D. GuernseyGuernsey Financial, LLCPark Avenue Securities LLC06-26-2019
Michael Lawrence LeakeGWN Securities Inc.Oppenheimer & Co. Inc.$15007-08-2019
Joey Sylvester Kevin MartinGWN Securities Inc.Ameritas Investment Corp.06-28-2019
Steven Phillip FischerGWN Securities Inc.Cetera Financial Specialists LLC06-27-2019
Brian D. AddisGWN Securities Inc.Cantella & Co., Inc.$10006-24-2019
Heather DoerrHale & Doerr Wealth Management LLCH.D. Vest Advisory Services, Inc07-02-2019
Carlos Francisco SuarezHornor, Townsend & Kent, LLCPark Avenue Securities LLC07-01-2019
Jamie Tyson RodgersIFP Securities, LLCFirst Command Financial Planning, Inc.$2507-02-2019
John Donald GosztylaIFP Securities, LLCLPL Financial LLC$1007-02-2019
Kelly Lynn BazileIFP Securities, LLCLPL Financial LLC07-02-2019
David Annanders IIInternational Assets Advisory, LLCWaddell & Reed07-17-2019
Christopher Howard AndrewsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
David J LutherJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-19-2019
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Showing 1 to 25 of 75 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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