Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David W. Huffman, David R. HuffmanH. Beck Inc.Cambridge$26509-23-2019
Sean Patrick QuinnInternational Assets Advisory, LLCMorgan Stanley$10009-23-2019
Charles John EhnotSupreme Alliance LLCCV Brokerage, Inc$15009-23-2019
David William HuffmanCambridge Investment Research, Inc.H. Beck, Inc.$25009-23-2019
Amanda T. RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerit Financial Advisors$50009-23-2019
Shawn SmithLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2019
Harrison CostinLPL Financial LLCMorgan Stanley09-23-2019
Sherri Marie LangeLPL Financial LLCMML Investors Services, LLC09-23-2019
Alexander Joseph CorriereSupreme Alliance LLCLincoln Investment09-21-2019
Adam SmithInvestacorp, Inc.IFS Securities$10009-20-2019
Andrea Carolina CruzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$29609-20-2019
Gary Robert BurwickWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50009-20-2019
Marc Robert EngelmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-20-2019
Diana Colman DuysMorgan StanleyXP Investments US, LLC09-20-2019
Jason FaganCambridge Investment Research, Inc.The O.N. Equity Sales Company09-20-2019
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Helena Borges FortesRaymond James & Associates, Inc.Morgan Stanley09-19-2019
Danny AllizadehTCWP LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Cary Seth MargerTCWP LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2019
Gregory Michael CecchiniPrimoris Wealth Advisors, LLCCapital Analysts09-19-2019
Brian Christopher GenningerRaymond James Financial Services, Inc.USAA Investment Management Company09-19-2019
Jeremy Wayne ThomasRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-18-2019
Michael Anthony GaliotoComerica SecuritiesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-18-2019
Daniel William WorthingtonGWN Securities Inc.Private Client Services, LLC09-18-2019
Manuel E. VegaSynovus Securities, Inc.SunTrust Investment Services, Inc.09-18-2019
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Showing 1 to 25 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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