Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Richard CicoraMorgan StanleyWells Fargo Clearing Services, LLC$15008-15-2019
Alex Manuel NegronFidelity Brokerage Services LLCTD Ameritrade Investment Management, LLC08-22-2019
Alfred Joseph EsproRaymond James & Associates, Inc.Morgan Stanley08-16-2019
Allison Jean TerlipMML Investors Services, LLCFirst Command Brokerage Services, Inc.08-01-2019
Ana P Vidal RegoDeutsche Bank Securities Inc.HSBC Securities (USA) Inc.07-30-2019
Andres F Yepes VillegasJ.W. Cole Financial, Inc.Raymond James & Associates, Inc.08-19-2019
Andrew Joseph CucchiaroEdward JonesMutual of America Life Insurance Company08-12-2019
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-06-2019
Barry Albert StricklandRaymond James & Associates, Inc.Morgan Stanley08-05-2019
Bradley Scott TremitiereRanch Capital AdvisorsWellington Shields & Co., LLC08-21-2019
Brian T SpatolaRoyal Alliance Associates, Inc.Cetera Advisors LLC08-09-2019
Bruce Tower SchillingLincoln Financial Advisors CorporationPurshe Kaplan Sterling Investments$5008-07-2019
Christian Garrett KlingSpearhead Capital Advisors, LLCENHANCE ADVISORS, LLC08-16-2019
Christian Timothy StearnsCambridge Investment Research, Inc.First Command Brokerage Services, Inc.$15008-01-2019
Christopher John ErbeckAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC08-16-2019
Christopher Michael Hodgson JrHarwood Advisory Group, LLCUBS Financial Services Inc.08-12-2019
Christopher Ray LewisHornor, Townsend & Kent, LLCForesters Financial Services, Inc.07-22-2019
Constandinos YenidouniaBenchmark Financial Wealth Advisors LLCBNY Mellon Securities Corporation08-21-2019
Daniel A WeaverJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2019
David Alan PritchardLPL Financial LLCCetera Investment Services LLC08-06-2019
David J BlountLPL Financial LLCThe O.N. Equity Sales Company08-01-2019
David Pieter WesterhoutRaymond James Financial Services, Inc.TD Ameritrade, Inc.08-14-2019
Dean Robert NowakNewbridge Securities CorporationTaylor Capital Management Inc.08-22-2019
Dennis Ewell BarnesTriad Advisors LLCMoney Concepts Capital Corp07-29-2019
Derek Michael FautschCorinthian Partners Asset Management LLCSecured Retirement Advisors, LLC08-22-2019
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.