Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Whitfield BrownCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
James V. CairoCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
James Richard Haught IICetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Peter Lang StevensCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Mansoor AhmedCetera Advisor Networks LLCSummit Brokerage Services, Inc.08-22-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Virgilio Daniel NamnumSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-20-2019
Jerome Dwight WrightGWN Securities Inc.Ameritas Investment Corp.08-16-2019
Michael Lawrence RiesDempsey Lord Smith, LLCH.D. Vest Advisory Services, Inc08-14-2019
Michael Lawrence RiesDempsey Lord Smith, LLCH.D. Vest Advisory Services, Inc08-14-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Gregory Paul PhillipsRaymond James Financial Services, Inc.Raymond James & Associates, Inc.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Rodrigo Rabello MottaBAC Florida InvestmentsCitigroup Global Markets Inc.08-13-2019
Laura Rosalind SivaliaGWN Securities Inc.Ameritas Investment Corp.08-13-2019
Jeffrey Gene GlynnCambridge Investment Research, Inc.First Command Advisory Services08-01-2019
Douglas W. McCallCambridge Investment Research, Inc.Investacorp Advisory Services Inc08-01-2019
Gregory Benjamin StreitmanSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC07-31-2019
Diana Patricia BarreraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2019
Jeffrey Scott MerkowInvestment Philosopher, LLCJarred Bunch Consulting, LLC07-29-2019
Terence James O'GradyO'Grady Financial LLCLPL Financial LLC07-29-2019
Roger Allan Immell IICalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Kirk Leslie DomkeCalton & Associates, Inc.Capital Financial Services, Inc.07-26-2019
Frank James WisdoMoney Concepts Capital CorpSecurian Financial Services, Inc.07-26-2019
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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