Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica LlorensMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-21-2019
Rommel David GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCapital Analysts08-21-2019
Peter AbbateMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-19-2019
Michael PreateMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments$10008-14-2019
Peter Charles Lieberman Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedT. Rowe Price Investment Services, Inc.08-08-2019
Jared Matthew WinstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-01-2019
Diana Patricia BarreraMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-30-2019
Kalina Velcheva Tsvetanova-BringleMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Donna Marie GoraMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC07-25-2019
Eduardo Ariel GonzalezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCreative Planning07-23-2019

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.