Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Michael PaceSynovus Securities, Inc.SunTrust Advisory Services, Inc.10-18-2019
Michael P. WallaceRockefeller Capital ManagementUBS Financial Services Inc.$11810-18-2019
Denise Jacqueline DesaulniersBCI Securities, Inc.Bulltick Wealth Management, LLC10-16-2019
Scott Lynn FredstromLPL Financial LLCFSC Securities Corporation10-16-2019
Julio GuemesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-15-2019
Jonathan Edward GrabePrincipal Securities, Inc.Lincoln Financial Securities Corporation$3510-14-2019
Alan Paul NeeseKovack Securities Inc.Voya Financial Advisors, Inc.10-14-2019
Thomas Brandel EldridgeParkland Securities, LLCRoyal Alliance Associates, Inc.10-11-2019
Jay Steven SalamoneInternational Assets Advisory, LLCG. A. Repple & Company10-10-2019
Jay Steven SalamoneInternational Assets Advisory, LLCG. A. Repple & Company10-10-2019
Justin Thomas KenneyInternational Assets Advisory, LLCPrimary Capital, LLC10-10-2019
Nikki Lea WardInternational Assets Advisory, LLCPrimary Capital, LLC10-10-2019
Mary Elizabeth McAlpineCalton & Associates, Inc.Avantax Investment Services, Inc.10-09-2019
Abel MolinaLPL Financial LLCAXA Advisors, LLC10-09-2019
Jimmy Ray JenkinsGWN Securities Inc.Ameritas Investment Corp.10-08-2019
Aaron Walter NiecJMG Financial Group LtdCambridge Investment Research, Inc.10-07-2019
John JenningsRaymond James Financial Services, Inc.Morgan Stanley$10610-04-2019
Jeffrey Stuart LazarCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
John Emery DonderoCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
Howard BrownCetera Investment Services LLCLPLFinancial LLC$2510-04-2019
Jared Kenneth KirbyRaymond James & Associates, Inc.Cetera Investment Advisers LLC10-02-2019
David Joseph KiniryHornor, Townsend & Kent, LLCSecurian Financial Services, Inc.$10010-02-2019
Mark Andrew RupoloPeak Brokerage Services, LLC1st Global Capital Corp.$2510-01-2019
Edward M BorlandSW FinancialDeutsche Bank Securities Inc.10-01-2019
Valerie Carolina OrtegaKovack Securities Inc.Nationwide Investment Services Corporation10-01-2019
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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