Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Skarlet SpeightSynovus Securities, Inc.Nationwide Investment Services Corporation08-05-2019
Kevin Collier LokeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-31-2019
Joan Marie SteigerwaldCalton & Associates, Inc.Capital Financial Services, Inc.07-29-2019
David Alexis NicholasWorld Equity Group, Inc.Taylor Capital Management Inc.07-25-2019
Jeffrey KimJ.P. Morgan Securities LLCMorgan Stanley07-19-2019
Keli J. HazelWoodbury Financial Services, Inc.Money Concepts Capital Corp$107-17-2019
Melvin Philip PittmanWorld Equity Group, Inc.Taylor Capital Management Inc.07-11-2019
Lydia C. StephensAmerican Portfolios Financial Services, Inc.Next Financial Group, Inc.$5007-09-2019
John Paul Martin Jr.Cambridge Investment Research, Inc.Edward Jones$1007-09-2019
James Martin FallonWoodbury Financial Services, Inc.Morgan Stanley$10007-03-2019
William Roy Herrell IIID.A. Davidson & Co.Allen C. Ewing & Co.06-28-2019
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Neil Howard RobackWorld Equity Group, Inc.Taylor Capital Management Inc.$5006-25-2019
Christopher James SandersRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-20-2019
Mitchell Richard GreenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-20-2019
Daniel E CrewsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-20-2019
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Thomas Kevin FosterWells Fargo Clearing Services, LLC Morgan Stanley$5006-07-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Steven Wayne Naylor IIRaymond James & Associates, Inc.UBS Financial Securities Inc.06-04-2019
Tony Anthony HodgeCalton & Associates, Inc.IFS Securities$1005-29-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Robin Janet TomsRaymond James Financial Services, Inc.Cantella & Co., Inc.$5005-20-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
Next Page »

Showing 1 to 25 of 3,415 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.