Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence George CatalloLPL Financial LLCCetera Advisor Networks LLC$5005-18-2020
Steven Paul BoatnerInfinex Investments, Inc.Cetera Investment Services LLC$15005-01-2020
Thomas Nicholas SmithMML Investors Services, LLCMML Investors Services, LLC04-22-2020
Jon Brad BollierState Farm VP Management Corp.State Farm VP Management Corp.04-16-2020
Jowanna WilliamsAllstate Financial Services, LLCLPL Financial LLC04-13-2020
Robert Benjamin ZantWorld Equity Group, Inc.Pruco Securities, LLC.04-08-2020
Donald James Bonnet Jr.Allstate Financial Services, LLCJ.P. Morgan Securities LLC04-07-2020
William Samuel MorrisCape Investment Advisory, Inc.Calton & Associates, Inc.04-06-2020
Mary Beth C. RuthRockefeller Financial LLCMorgan Stanley04-06-2020
Donald Allen BlankenshipThe Strategic Financial Alliance, Inc.Independent Financial Group, LLC$2504-02-2020
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Michelle Love BaileySynovus Securities, Inc.Wells Fargo Clearing Services, LLC03-30-2020
Utkarsha BanerjeeCetera Advisor Networks LLCPFS Investments Inc.03-30-2020
Jenna Joscelyn Burt-WeeksRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Logan Michael PethelFidelity Brokerage Services LLCEdward Jones03-26-2020
Mary Anne P ButlerNYLIFE Securities LLCNYLIFE Securities LLC03-26-2020
William Michael KingFirst Citizens Investor Services, Inc.BB&T Securities, LLC03-25-2020
David A. BratcherFirst Citizens Investor Services, Inc.BB&T Securities, LLC03-25-2020
Jeffrey CohenBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-25-2020
Sam Meyer BrombergBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-25-2020
Melissa Ann KeissBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-25-2020
Nicholas Edwin DrummondBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-25-2020
Cecil Pope Staton IIIBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-25-2020
Phinizy Lamkin Davis Jr.Morgan StanleyWells Fargo Clearing Services, LLC03-25-2020
James K UnderwoodBuckingham Strategic Wealth, LLCNOVA WEALTH MANAGEMENT GROUP, LLC03-24-2020
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Showing 1 to 25 of 4,783 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.