Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Leroye AddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-08-2020
Karl Il Bong KimBrokers International Financial Services, LLC.Triad Advisors LLC$5010-06-2020
Samuel B DrakeOppenheimer & Co. Inc.RBC Capital Markets, LLC10-06-2020
Richard King DuboisDubois Wealth Management, LLCCapSouth Wealth Management10-02-2020
Tiffany Sue KentWealth EngagementAllianceBernstein L.P.10-02-2020
Andrew Eric KellerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-02-2020
Anne Marie StottLionheart Capital Management LLCJT Stratford, LLC10-02-2020
Pamela Mydell WadeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-30-2020
James Glenn GibsonNYLIFE Securities LLCWoodmen Financial Services, Inc.09-29-2020
Blair Christopher StuartFidelity Brokerage Services LLCJ.P. Morgan Securities LLC09-29-2020
Leida Montez SpellerEquity Services, Inc.MML Investors Services, LLC09-24-2020
Chad Michael CurtisGradient Securities, LLCRegulus Advisors, LLC09-22-2020
William Davis HowardKalos Capital, Inc.Wells Fargo Advisors Financial Network, LLC$7209-21-2020
Megan R HarrisEquity Services, Inc.MML Investors Services, LLC09-17-2020
Chase HallLPL Financial LLCNBC Securities, Inc.09-16-2020
Phillip BattleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-16-2020
Kelsie C CarithersGoldman Sachs & Co.Charles Schwab & Co., Inc.09-16-2020
Aaron DasKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC09-11-2020
Coleman Troy BenkoThe Strategic Financial Alliance, Inc.LPL Financial LLC09-09-2020
Amy Kaler WebsterRegister Financial Associates, Inc.Wells Fargo Clearing Services, LLC09-08-2020
Branch Patrick Lawson JrMariner Platform SolutionsTrueWealth Management09-04-2020
John Peter BoosalisWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5009-03-2020
Brian Carter KeachWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.09-03-2020
Krystall L SanfordAmeriprise Financial Services, LLCUBS Financial Services Inc.09-03-2020
Robin Marie HaywoodRegister Financial Associates, Inc.Morgan Stanley09-02-2020
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Showing 1 to 25 of 2,825 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.