Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathaniel James CrossCalton & Associates, Inc.1st Discount Brokerage, Inc.02-12-2009
Rodger Earl Fagerburg Jr.Raymond James Financial Services, Inc.1st Global Capital Corp.09-01-2014
Allen Glade McKellFSC Securities Corporation1st Global Capital Corp.$1005-10-2013
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
William Clement Martin Jr.Triad Advisors LLC1st Global Capital Corp.$1012-16-2011
Elizabeth L. McCormackMorgan Stanley1st Global Capital Corp.12-06-2011
Daniel Franklin TannerLincoln Financial Advisors Corporation1st Global Capital Corp.09-23-2011
Roy Edward Kelsey Jr.Cape Investment Advisory, Inc.401k Generation03-01-2019
Evan Peabody CarterSignatureFD, LLCACG Wealth Inc.03-29-2019
Robert David HaggardADI DASSLER INTERNATIONAL FAMILY OFFICE USA LIMITED PARTNERSHIPACG Wealth Inc.03-06-2018
Laura V SithensMerit Financial AdvisorsACG Wealth Inc.06-04-2015
Ronell CarmichaelMetLife Securities Inc.ADP Broker-Dealer, Inc.04-22-2016
Kevin White SweeneyLPL Financial LLCADP Broker-Dealer, Inc.02-17-2015
Richard Lee Bartholomew IIWealthcare Capital Management LLCAdvicePeriod, LLC06-28-2019
Sylvester Earl WilliamsRAAAdvisor Financial Services, LLP07-06-2016
Jill L PivatoRAAADVISOR FINANCIAL SERVICES, LLP07-06-2016
Richard Hamilton OldhamRAAAdvisor Financial Services, LLP07-06-2016
Patrick FiskFRESH AIRE FINANCIAL SERVICESADVISOR FINANCIAL SERVICES, LLP07-17-2015
Kristian Kvols MartinRaymond James & Associates, Inc.Advisory Services Network03-09-2020
Anthony William HosfeldTriad Hybrid Solutions, LLCAdvocacy Wealth Management, LLC11-06-2019
Victor Patrick WilkersonCape Securities Inc.Advocacy Wealth Management, LLC02-13-2019
William Roy Herrell IIID.A. Davidson & Co.Allen C. Ewing & Co.06-28-2019
Howard Joseph Allen IIIPortfolio Advisors Alliance, Inc.Allen Partners01-14-2009
Georgia Ann DavisRaymond James & Associates, Inc.Allen, Mooney & Barnes Brokerage Services, LLC06-05-2014
Richard Gordon Mooney IIIAllen, Mooney & Barnes Investment Advisors, LLCAllen, Mooney & Barnes Investment Advisors, LLC$10002-23-2018
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Showing 1 to 25 of 4,782 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.