Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene Francis McmanusAP Wealth Management(DBA) McManus & Sinclair Wealth Management, LLC04-26-2011
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
Erich Jason SchwerdCIGX, LLC1st Global Capital Corp.08-24-2009
Roy Edward Kelsey JrCape Investment Advisory, Inc.401k Generation03-01-2019
Evan Peabody CarterSignatureFD, LLCACG Wealth Inc.03-29-2019
Gregory SilbermanACG Investment Management LLCACG Wealth Inc.07-15-2016
Laura V SithensMerit Financial AdvisorsACG Wealth Inc.06-04-2015
Theodore Alan HalsethRaymond James Financial Services, Inc.Addison Avenue Financial Partners, LLC01-18-2012
Richard Lee Bartholomew IiWealthcare Capital Management LLCAdvicePeriod, LLC06-28-2019
Kristian Kvols MartinRaymond James & Associates, Inc.Advisory Services Network03-09-2020
William Strickland RumbleKovack Securities Inc.Advisory Services Network10-15-2014
Anthony William HosfeldTriad Hybrid Solutions, LLCAdvocacy Wealth Management, LLC11-06-2019
Victor Patrick WilkersonCape Securities Inc.Advocacy Wealth Management, LLC02-13-2019
Carlas Bradford AllgoodCWM, LLCAllgood Financial Advisory$2508-16-2016
Tiffany Sue KentWealth EngagementAllianceBernstein L.P.10-02-2020
Christopher John RezekJ.P. Morgan Securities LLCAllianceBernstein L.P.06-09-2017
Eric Andrew LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
David Bailey IzardJ.P. Morgan Securities LLCAllianceBernstein L.P.03-13-2015
Chad EdwardsThe Strategic Financial Alliance, Inc.Allianz Life Financial Services, LLC$25005-04-2015
Melanie Lane LumpkinPruco Securities, LLC.Allstate Financial Services, LLC03-10-2020
George Christopher Jenkins IIVALIC Financial Advisors, Inc.Allstate Financial Services, LLC03-04-2020
Christopher Scott HerrinPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Thomas Anthony PughPruco Securities, LLC.Allstate Financial Services, LLC07-11-2019
Joseph Enrico Carbone JrPruco Securities, LLC.Allstate Financial Services, LLC$5007-09-2019
Brandon S EdwardsJ.P. Morgan Securities LLCAllstate Financial Services, LLC06-25-2019
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Showing 1 to 25 of 2,825 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.