Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene Francis McManusAP Wealth Management(DBA) McManus & Sinclair Wealth Management, LLC04-26-2011
Scott Parker InabnetLPL Financial LLC1st Global Capital Corp.09-03-2019
Raymond Taylor HinesTriad Advisors LLC1st Global Capital Corp.02-01-2012
William Clement Martin Jr.Triad Advisors LLC1st Global Capital Corp.12-16-2011
Erich Jason SchwerdCIGX, LLC1st Global Capital Corp.08-24-2009
Kathryn Eugenia ReddenLPL Financial LLC2nd Global Advisors Inc$1,00009-03-2019
Katherine Margaret SchafferLPL Financial LLC3rd Global Advisors Inc09-03-2019
Philip Joseph EricksonLPL Financial LLC4th Global Advisors Inc09-03-2019
Jason Paul HomecLPL Financial LLC5th Global Advisors Inc09-03-2019
Gregory SilbermanACG Investment Management LLCACG Wealth Inc.07-15-2016
Laura V SithensMerit Financial AdvisorsACG Wealth Inc.06-04-2015
Lea Smith GoodmanFSC Securities CorporationAdvantage Capital Corporation$5002-27-2009
Richard Lee Bartholomew IIWealthcare Capital Management LLCAdvicePeriod, LLC06-28-2019
Sylvester Earl WilliamsRAAAdvisor Financial Services, LLP07-06-2016
Jill L PivatoRAAADVISOR FINANCIAL SERVICES, LLP07-06-2016
Richard Hamilton OldhamRAAAdvisor Financial Services, LLP07-06-2016
George Clifford Lewis IIIWoodbury Financial Services, Inc.AIG Capital Services, Inc.$5003-13-2013
William Roy Herrell IIID.A. Davidson & Co.Allen C. Ewing & Co.06-28-2019
Howard Joseph Allen IIIPortfolio Advisors Alliance, LLCAllen Partners01-14-2009
Carlas Bradford AllgoodCWM, LLCAllgood Financial Advisory08-16-2016
Eric A. LyonsOppenheimer & Co. Inc.AllianceBernstein L.P.06-08-2017
David Bailey IzardJ.P. Morgan Securities LLCAllianceBernstein L.P.03-13-2015
Brian K. GrayUBS Financial Services Inc.AllianceBernstein L.P.04-08-2014
Dylan Robert LantryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllied Millennial Partners, LLC11-16-2016
Rodrick Kevin SullivanVALIC Financial Advisors, Inc.Allstate Financial Services, LLC01-08-2019
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Showing 1 to 25 of 2,558 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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