Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Aubrey Cecil Rhodes Jr.1st Global Capital Corp.Cambridge Investment Research, Inc.08-02-2012
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
William Thomas ParkerABG Financial Services, Inc.FSC Securities Corporation01-23-2014
Danny Lee MooreACG Wealth Inc.Triad Advisors LLC07-31-2009
Sylvester Earl WilliamsAdvisor Financial Services, LLPFifth Third Securities, Inc.04-27-2015
Richard Hamilton OldhamAdvisor Financial Services, LLPE*TRADE Securities LLC04-04-2013
Jerry Malcolm StuberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$21602-24-2017
David Alan YungkauAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Eric Samuel WilsonAdvisory Services NetworkRaymond James Financial Services, Inc.09-15-2017
Richard Hutchinson Austin Jr.Advisory Services NetworkMoney Concepts Capital Corp01-02-2014
Ali H ElnajjarAE Financial & Risk Management, Inc.Financial Telesis Inc08-06-2014
Richard Lewis HollandAFS Advisors, LLCTalcott Resolution Distribution Company, Inc.05-15-2012
Craig Michael AndersonAllegiance Retirement Solutions, Inc.Hanson McClain Advisors08-18-2015
Todd Hoyt HicksAllegiance Retirement Solutions, Inc.Securities America, Inc.02-22-2011
Harry Dekle VannAllen, Mooney & Barnes Investment Advisors, LLCSunTrust Advisory Services, Inc.08-23-2017
Mark Eric DavisAllen, Mooney & Barnes Investment Advisors, LLCWells Fargo Clearing Services, LLC11-30-2011
James Franklin BarkleyAlliance Wealth Management, LLCAmerican Elite Retirement05-28-2013
Jason Haynes ParrottAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2017
Oscar Issac Machado UnzuetaAllstate Financial Services, LLCPFS Investments Inc.07-20-2017
Rodrick Kevin SullivanAllstate Financial Services, LLCNYLIFE Securities LLC04-20-2017
Clinton De Shawn WardAllstate Financial Services, LLCCapital Asset Advisory Services, LLC$2501-05-2017
Melanie Lane LumpkinAllstate Financial Services, LLCPrincipal Securities, Inc.12-06-2016
Sylvester WashingtonAllstate Financial Services, LLCTransamerica Financial Advisors, Inc08-08-2016
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Showing 1 to 25 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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