Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean David O'Toole1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Deanna Leigh Suarez1776 Wealth LLCUBS Financial Services Inc.03-10-2017
Elizabeth L. McCormack1st Global Capital Corp.Morgan Stanley05-01-2013
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
Marvin Witt JacksonAbacus Wealth Factors, LLCAlpha Financial Management, Inc.01-30-2017
Gregory SilbermanACG Investment Management LLCACG Wealth Inc.07-15-2016
Jerry Malcolm StuberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$21602-24-2017
David Alan YungkauAdvisory Group Equity Services Ltd.Source Capital Group, Inc.02-16-2017
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Eric Samuel WilsonAdvisory Services NetworkRaymond James Financial Services, Inc.09-15-2017
Richard Hutchinson Austin Jr.Advisory Services NetworkMoney Concepts Capital Corp01-02-2014
Ali H ElnajjarAE Financial & Risk Management, Inc.Financial Telesis Inc08-06-2014
Richard Lewis HollandAFS Advisors, LLCTalcott Resolution Distribution Company, Inc.05-15-2012
Harry Dekle VannAllen, Mooney & Barnes Brokerage Services, LLCSunTrust Advisory Services, Inc.$5004-01-2017
Lillie Dianne HallAllen, Mooney & Barnes Brokerage Services, LLCWells Fargo Clearing Services, LLC04-22-2013
Mark Eric DavisAllen, Mooney & Barnes Brokerage Services, LLCWells Fargo Clearing Services, LLC10-26-2011
James Franklin BarkleyAlliance Wealth Management, LLCAmerican Elite Retirement05-28-2013
George Christopher Jenkins IIAllstate Financial Services, LLCCountry Capital Management Company02-11-2019
Heather Rogers HollowayAllstate Financial Services, LLCNationwide Securities, LLC10-19-2018
Jason Haynes ParrottAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2017
Melanie Lane LumpkinAllstate Financial Services, LLCPrincipal Securities, Inc.12-06-2016
Sylvester WashingtonAllstate Financial Services, LLCTransamerica Financial Advisors, Inc08-08-2016
James Alan BolfikAllstate Financial Services, LLCNYLIFE Securities LLC02-19-2016
Keysha Diane DavisAllstate Financial Services, LLCState Farm VP Management Corp.02-03-2016
David W. PenceAllstate Financial Services, LLCCountry Capital Management Company01-26-2015
Next Page »

Showing 1 to 25 of 2,566 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.