Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean David OToole1776 Wealth LLCUBS Financial Services Inc.$10003-10-2017
Nimish Navin PatelA & P Wealth ManagementWoodbury Financial Services, Inc.08-28-2015
Marvin Witt JacksonAbacus Wealth Factors, LLCAlpha Financial Management, Inc.01-30-2017
Gregory SilbermanACG Investment Management LLCACG Wealth Inc.07-15-2016
Jerry Malcolm StuberAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$21602-24-2017
Jaylon Stewart EllisonAdvisory Services NetworkWells Fargo Clearing Services, LLC06-01-2020
Paul Desmond LandersAdvisory Services NetworkCetera Financial Specialists LLC05-27-2020
Mark Alan MeierAdvisory Services NetworkR. MEIER, INC.02-06-2020
Douglas Luther VowelsAdvisory Services NetworkMML Investors Services, LLC12-04-2019
Robert J MilnesAdvisory Services NetworkDeWitt Capital Management11-13-2019
Charles John KoehnAdvisory Services NetworkSigma Financial Corporation10-25-2019
Brian M HughesAdvisory Services NetworkMadden Advisory Services, Inc.06-13-2019
Paul Douglas SmithAdvisory Services NetworkNYLIFE Securities LLC06-12-2019
Lawrence Francis McManus JrAdvisory Services NetworkTEAM WEALTH PLANNING AND MANAGEMENT, INC.05-30-2019
Douglas Ryan JacksonAdvisory Services NetworkEquitable Advisors, LLC05-16-2019
William Michael JonesAdvisory Services NetworkEquitable Advisors, LLC04-17-2019
Robert C David JrAdvisory Services NetworkMorgan Stanley04-08-2019
Glenn F WayAdvisory Services NetworkWells Fargo Advisors Financial Network, LLC02-08-2019
James Eric CopelandAdvisory Services NetworkAmeriprise Financial Services, LLC05-03-2018
Lawrence Keith BogarAdvisory Services NetworkB. Riley Wealth Management01-10-2018
Eric Samuel WilsonAdvisory Services NetworkRaymond James Financial Services, Inc.$5009-15-2017
Adam GrossAdvisory Services NetworkSMS CAPITAL MANAGEMENT06-29-2017
Stephen Robert CrockerAdvisory Services NetworkMorgan Stanley04-06-2017
Gertrude Mary PiperAdvisory Services NetworkProEquities, Inc.03-23-2016
Edward Matthew EgliskisAdvisory Services NetworkGirard Securities, Inc.02-11-2015
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Showing 1 to 25 of 2,825 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.