Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Dennis PerlmanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Mark Andrew HoughtonCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
Thomas Randall SlimpMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.01-01-2009
Bruce Carlton GordonINVEST FINANCIAL CORPORATIONRoyal Alliance Associates, Inc.01-02-2009
Frank Anthony FontanellaH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-02-2009
Frieda Julia RakhmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
James Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Matthew Daniel GreeneAmeriprise Financial Services, Inc.Banc of America Investment Services, Inc.01-02-2009
Michael Robert SandersUBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
Robert Franklin PiersonMorgan Keegan & Company, Inc.RBC Capital Markets, LLC01-02-2009
Robert S Prater Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$5001-02-2009
Thomas Andrew Padgett Sr.INVEST Financial CorporationRoyal Alliance Associates, Inc.01-02-2009
Joseph Michael PetriccioneMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC01-04-2009
Evit SmithWaddell & ReedHD Vest Investment Services01-05-2009
Peter Dewitt MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
Theodore Michael AltholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
Jerald Kevin MeadersVoya Financial Advisors, Inc.Optimum Wealth Management, LLC$5001-07-2009
Brian Corbett AlfordMorgan Keegan & Company, Inc.Synovus Securities, Inc.01-09-2009
Janis Sizemore JonesWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.01-09-2009
JUSTIN PACE RYANUBS Financial Services Inc.Citigroup Global Markets Inc.01-09-2009
Frederick Mark KoppelmannLPL Financial LLCCitigroup Global Markets Inc.$101-12-2009
John Wiley Williams Jr.Hornor, Townsend & Kent, LLCPark Avenue Securities LLC01-12-2009
David Lorenzo HandState Farm VP Management Corp.Horace Mann Investors, Inc.01-13-2009
Howard Joseph Allen IIIPortfolio Advisors Alliance, LLCAllen Partners$101-14-2009
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Showing 1 to 25 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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