Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Andrew HoughtonCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
S. A ReevesUBS Financial Services Inc.Citigroup Global Markets Inc.01-01-2009
Thomas Randall SlimpMorgan Stanley & Co. IncorporatedUBS Financial Services Inc.$2501-01-2009
Andrew Dennis PerlmanMorgan Stanley & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Matthew Daniel GreeneAmeriprise Financial Services, LLCBanc of America Investment Services, Inc.01-02-2009
Bruce Carlton GordonINVEST Financial CorporationDasher & Padgett Finanical Advisors, Inc.$1001-02-2009
Thomas Andrew Padgett Sr.INVEST Financial CorporationRoyal Alliance Associates, Inc.01-02-2009
Ralph MitchellResource Horizons Group LLCInvestors Capital Corp.01-02-2009
Robert Franklin PiersonMorgan Keegan & Company, Inc.RBC Capital Markets, LLC01-02-2009
Frank Anthony FontanellaH&R Block Financial Advisors, Inc.Wells Fargo Clearing Services, LLC01-02-2009
Michael Robert SandersUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Robert S. Prater Jr.UBS Financial Services Inc.Morgan Stanley & Co. LLC$10001-02-2009
James Robert WilsonUBS Financial Services Inc.Morgan Stanley & Co. LLC$15001-02-2009
Frieda Julia RakhmanUBS Financial Services Inc.Morgan Stanley & Co. LLC01-02-2009
Joseph Michael PetriccioneMorgan Keegan & Company, Inc.Wells Fargo Clearing Services, LLC01-04-2009
Evit SmithWaddell & ReedAvantax Investment Services, Inc.01-05-2009
David Edward WardCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-05-2009
Harsh MehraCommonwealth Financial NetworkAmeriprise Financial Services, LLC$5001-05-2009
William Wade HatcherCommonwealth Financial NetworkAmeriprise Financial Services, LLC01-05-2009
Theodore Michael AltholzMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
Peter Dewitt MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.01-05-2009
James Wallace WoodsSouthport CapitalOppenheimer & Co. Inc.$10001-06-2009
Jerald Kevin MeadersVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.$10001-07-2009
Jeffrey Jay HardestyWoodstock Financial Group, Inc.Waddell & Reed01-08-2009
Brian Corbett AlfordMorgan Keegan & Company, Inc.Synovus Securities, Inc.$2501-09-2009
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Showing 1 to 25 of 4,814 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.