Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aamina Nadeem DaudpotaCharles Schwab & Co., Inc.Morgan Stanley06-08-2018
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Aaron DasKingsview Wealth Management, LLCWells Fargo Clearing Services, LLC09-11-2020
Aaron Demetrius PolkWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-13-2019
Aaron Michael TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Michael VincentCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-28-2020
Aaron W GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Abduhl Karim MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Adam D ComptonRockefeller Financial LLCMorgan Stanley01-10-2020
Adam GrossAdvisory Services NetworkSMS CAPITAL MANAGEMENT06-29-2017
Adam HextellFifth Third Securities, Inc.Pruco Securities, LLC.07-20-2020
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Adam Kevin FosterTIAA-CREF Individual & Institutional Services, LLCProEquities, Inc.01-13-2015
Adam M LeeKays Financial Advisory CorpTD Ameritrade, Inc.08-03-2020
Adam Reza CaderSynovus Securities, Inc.Wells Fargo Clearing Services, LLC09-17-2019
Adam Scott AbramsonRockefeller Financial LLCMorgan Stanley$5001-10-2020
Adam Scott BassMML Investors Services, LLCHornor, Townsend & Kent, LLC01-24-2020
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones01-10-2014
Adrian D LylesLyles Wealth Management LLCDempsey Lord Smith, LLC12-03-2018
Adunni M Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Ahmad DaftarianSA Stone Wealth Management Inc.Quest Capital Strategies, Inc.12-06-2019
Aiki AltmetsRegimen Wealth, LLCAmeriprise Financial Services, LLC07-31-2020
Alan Anthony AndersonCarlyle Wealth PlanningSanders Morris Harris LLC10-21-2011
Alan Dale KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-29-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.06-30-2010
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Showing 1 to 25 of 2,825 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.