Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chaim LupuloffFifth Third Securities, Inc.Sterne, Agee & Leach, Inc.05-05-2015
Aaron Chaim LupuloffSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.01-11-2011
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC$111-15-2012
Aaron Leon SwanierKovack Securities Inc.Resource Horizons Group LLC$110-15-2014
Aaron Michael TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Michael VincentVoya Financial Advisors, Inc.Questar Capital Corporation02-18-2016
Aaron Michael WardTriad Advisors LLCSecurian Financial Services, Inc.07-29-2010
Abduhl Karim MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Abdul-Majid Karim Hasan IIRock One Advisors, LLCE*TRADE Securities LLC05-30-2013
Abel CorcesJ.P. Turner & Company, L.L.C.Newbridge Securities Corporation10-06-2009
Adam Brett SimonCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.02-04-2016
Adam M LeeTD Ameritrade Investment Management, LLCMorgan Stanley02-11-2014
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$1007-25-2012
Adam Stuart FritzscheIFS SecuritiesCitizens Securities, Inc.10-18-2016
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones$101-10-2014
Adamo Stephen CalistriFifth Third Securities, Inc.Morgan Stanley02-06-2012
Adina D PruittChase Investment Services Corp.Fidelity Brokerage Services LLC03-01-2011
Adrian Devon LylesLyles Wealth Management LLCDempsey Lord Smith, LLC12-03-2018
Adrian Devon LylesDempsey Lord Smith, LLCWells Fargo Clearing Services, LLC07-02-2015
Adrienne Meredith MedlinSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC$29710-01-2014
Adrienne Meredith MedlinWells Fargo Clearing Services, LLCPNC Investments12-02-2013
Adrienne Meredith MedlinPNC InvestmentsLPL Financial LLC11-30-2012
Adrienne Meredith MedlinLPL Financial LLCSecurities America, Inc.08-09-2011
Adunni M Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Afua K BandohPruco Securities, LLC.BB&T Investment Services, Inc.10-19-2017
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Showing 1 to 25 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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