Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chaim LupuloffStifel, Nicolaus & Company, IncorporatedFirst Empire Securities, Inc.$10003-15-2019
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Aaron Leon SwanierKovack Securities Inc.Resource Horizons Group LLC$1010-15-2014
Aaron M. TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Michael VincentVoya Financial Advisors, Inc.Questar Capital Corporation02-18-2016
Aaron Michael WardTriad Advisors LLCSecurian Financial Services, Inc.07-29-2010
Abby Waits GreenSunTrust Advisory Services, Inc.SunTrust Investment Services, Inc.09-19-2016
Abduhl K. MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Adam Brett SimonCentaurus Financial, Inc.J.P. Turner & Company, L.L.C.02-04-2016
Adam D. EpsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Adam M. LeeTD Ameritrade Investment Management, LLCMorgan Stanley02-11-2014
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation$1007-25-2012
Adam Scott AbramsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones$1001-10-2014
Adrian D. LylesLyles Wealth Management LLCDempsey Lord Smith, LLC12-03-2018
Adrian J PowellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adunni M. Browne-MarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNL Securities Corp.12-22-2016
Ahmad Ghome LajevardiMorgan StanleyMorgan Stanley & Co. Incorporated$15006-01-2009
Akbar Kassamali KassamLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Alan Dale KinneyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-29-2010
Alan Howard SheldonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10006-30-2010
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Alan Keith HallmanMML Investors Services, LLCMetLife Securities Inc.03-25-2017
Alan Lee DavisJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-14-2015
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Showing 1 to 25 of 2,507 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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