Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Chaim LupuloffFifth Third Securities, Inc.Sterne, Agee & Leach, Inc.$10005-05-2015
Aaron Chaim LupuloffSterne, Agee & Leach, Inc.Raymond James & Associates, Inc.$10001-11-2011
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Aaron Kyle BlevinsSynovus Securities, Inc.Horace Mann Investors, Inc.03-18-2020
Aaron M. TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Aaron Michael VincentVoya Financial Advisors, Inc.Questar Capital Corporation02-18-2016
Aaron Michael VincentCambridge Investment Research, Inc.Voya Financial Advisors, Inc.05-28-2020
Aaron Michael WardTriad Advisors LLCSecurian Financial Services, Inc.07-29-2010
Abduhl K. MashhoonRaymond James & Associates, Inc.Commonwealth Financial Network$5001-30-2015
Abdul-Majid Karim HasanRock One Advisors, LLCRock One Advisors, LLC03-03-2015
Abdul-Majid Karim HasanRock One Advisors, LLCE*TRADE Securities LLC05-30-2013
Abel CorcesJ.P. Turner & Company, L.L.C.Newbridge Securities Corporation10-06-2009
Adam D ComptonRockefeller Financial LLCMorgan Stanley01-10-2020
Adam Glenwood MaggsAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC11-10-2014
Adam GrossAdvisory Services NetworkSMS CAPITAL MANAGEMENT06-29-2017
Adam Jude CorwinMML Investors Services, LLCOneAmerica Securities, Inc.06-10-2019
Adam Kevin FosterTIAA-CREF Individual & Institutional Services, LLCProEquities, Inc.01-13-2015
Adam M LeeKays Financial Advisory Corp.TD Ameritrade, Inc.08-03-2020
Adam M. LeeTD Ameritrade Investment Management, LLCMorgan Stanley02-11-2014
Adam Michael HextellPruco Securities, LLC.Foresters Financial Services, Inc.04-20-2018
Adam Michael HextellFifth Third Securities, Inc.Pruco Securities, LLC.07-20-2020
Adam Patrick LiquoriFSC Securities CorporationQuestar Capital Corporation07-25-2012
Adam Reza CaderSynovus Securities, Inc.Wells Fargo Clearing Services, LLC09-17-2019
Adam Scott AbramsonRockefeller Financial LLCMorgan Stanley$5001-10-2020
Adam Stuart FritzscheInternational Financial Solutions, Inc.Citizens Securities, Inc.$2910-18-2016
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Showing 1 to 25 of 4,814 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.