Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Archie Lee Thompson Jr.Synovus Securities, Inc.Wells Fargo Clearing Services, LLC06-27-2019
Keith T. RichJ.P. Morgan Securities LLCPFS Investments Inc.06-08-2019
Edwin James PinigisBB&T Securities, LLCPNC Investments06-06-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Matthew R. EllisSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-22-2019
Zachary T. AverySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC05-07-2019
John Francis StojSafebridgeTransamerica Financial Advisors, Inc05-02-2019
Philip James AmbroseCalton & Associates, Inc.NYLIFE Securities LLC04-22-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Brian Mathew ChustzPurshe Kaplan Sterling InvestmentsEdward Jones03-06-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services02-01-2019
Frank John PasqualeBenchmark Investments, Inc.Newbridge Securities Corporation02-23-2019
David Rutherford GriffithPrincipal Securities, Inc.SA Stone Wealth Management Inc.02-18-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Gary Thomas WhitehurstBrighter Investing, PB LLCJoyn Advisors, Inc.02-14-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
Charles Albert StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Anthony Michael AulffoTaylor Capital Management Inc.MML Investors Services, LLC01-23-2019
Evan Bradley GeorgiouRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Olivia R MarksSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Peter Schuyler Quackenbush Jr.Rockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Jonathon Whitacre SanningMML Investors Services, LLCPruco Securities, LLC.01-11-2019
Andrew L DejongWoodstock Financial Group, Inc.SagePoint Financial, Inc.01-08-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
Thomas Joseph NeunerIFS SecuritiesRoyal Alliance Associates, Inc.01-07-2019
Next Page »

Showing 1 to 25 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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