Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katrina Bowers FalkeFortis Group Advisors LLCLPL Financial LLC03-01-2018
Jared James LaffertyJ.P. Morgan Securities LLCForesters Financial Services, Inc.02-27-2018
Mark Coolidge BoyerPNC InvestmentsLincoln Financial Advisors Corporation02-26-2018
Sean Clark GrayMarathon Wealth IncorporatedRedwood Wealth Management, LLC02-26-2018
Kristin Marie SarafinisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-22-2018
Robert David ShepherdTaylor Capital Management Inc.Trustmont Financial Group, Inc.02-21-2018
Craig Anthony RosenbergIFS SecuritiesRaymond James Financial Services, Inc.$2502-20-2018
Raffaele Antonio BeminiTransamerica Financial Advisors, IncW&S Brokerage Services, Inc.02-14-2018
Ashley Corbin DentFifth Third Securities, Inc.SunTrust Investment Services, Inc.02-12-2018
John Patrick O'CallaghanBB&T Securities, LLCMorgan Stanley02-09-2018
Kyle Thomas WareWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-09-2018
Timothy Christopher SmithTwo Twelve Planning, Inc.Morgan Stanley02-09-2018
Nicholas Carlyle CampbellMercer Global Advisors Inc.Ameriprise Financial Services, Inc.02-08-2018
Jack Barrett Cunningham IINavy Federal Brokerage Services, LLCAXA Advisors, LLC02-07-2018
Sammy NaouloMML Investors Services, LLCNYLIFE Securities LLC02-05-2018
Jonathan Scott MastersAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10002-02-2018
Matthew Ryan StuckeRaymond James & Associates, Inc.J.P. Morgan Securities LLC$15001-25-2018
Sibyl Steverson SladeInvestacorp, Inc.Waddell & Reed01-24-2018
Clifford William Shirah Jr.IFS SecuritiesProEquities, Inc.$5001-19-2018
David P DillonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5001-19-2018
Kevin Michael BatesIFS SecuritiesINVEST Financial Corporation01-18-2018
David Candler ReedCannon Securities, Inc.Transamerica Investors Securities Corporation01-17-2018
Jay Joseph MerrittCannon Securities, Inc.Principal Securities, Inc.01-17-2018
Anselmo Contreras Jr.IFS SecuritiesCambridge Investment Research, Inc.$1001-16-2018
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
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Showing 226 to 250 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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