Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael BatesIFS SecuritiesINVEST Financial Corporation01-18-2018
David Candler ReedCannon Securities, Inc.Transamerica Investors Securities Corporation01-17-2018
Jay Joseph MerrittCannon Securities, Inc.Principal Securities, Inc.01-17-2018
Anselmo Contreras Jr.IFS SecuritiesCambridge Investment Research, Inc.$1001-16-2018
James Hobart GoolsbySunTrust Investment Services, Inc.Morgan Stanley$18601-12-2018
Miguel Ramalho OrtigaoCapital Investment Advisors, LLCGratus Capital, LLC01-12-2018
Mary Barbara ShaltisChicory WealthAmeriprise Financial Services, Inc.01-10-2018
Donald Thomas Mcneill Jr.The O.N. Equity Sales CompanyForesters Equity Services, Inc.01-05-2018
Henry Paul LevineProEquities, Inc.Principal Securities, Inc.01-03-2018
Justin Jon BarhamTaylor Capital Management Inc.CFD Investments, Inc.$1001-03-2018
Christopher L PenaCambridge Investment Research, Inc.Commonwealth Financial Network$15001-02-2018
Galen Kelly Eugene ReederAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
James Thomas MarshKovack Securities Inc.W. H. Colson Securities, Inc.$2401-02-2018
Jason Alexander JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones01-02-2018
Michael Terrance MahoneyInvestacorp, Inc.The O.N. Equity Sales Company$101-02-2018
Terry Ray GrahamGWN Securities Inc.Ameritas Investment Corp.01-02-2018
Tony Anthony HodgeIFS SecuritiesH. Beck, Inc.$1012-21-2017
Emmett Holt CloudLPL Financial LLCMorgan Stanley12-19-2017
Robert Emmett LyonsAmerican Wealth Management, Inc.International Assets Advisory, LLC12-19-2017
Joshua Kresge SpeeseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2017
Joe A PatrickKestra Investment Services, LLCFidelity Brokerage Services LLC$5012-13-2017
Charles Oliver IselinBessemer Investor Services, Inc.Guggenheim Funds Distributors, LLC12-12-2017
Reuben Lewis IVInvestacorp, Inc.Quest Capital Strategies, Inc.12-11-2017
Bari BridgesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2017
Benjamin Alexander Oxnard IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10012-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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