Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Curtis Holton Jr.SunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Samuel Gene TraxlerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2017
Richard Edge and John MinsonJPMorgan Chase & Co.UBS Financial Services$60011-30-2017
Gina ChaneyCenter Street Securities, Inc.Next Financial Group, Inc.11-29-2017
John David HoltMML Investors Services, LLCEquity Services, Inc.11-29-2017
Aaron Michael TillingerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Robert Todd TurnbullLaSalle St. Securities, LLCSecurities America, Inc.11-28-2017
Aubrey Cecil Rhodes Jr.Ameriprise Financial Services, Inc.1st Global Capital Corp.11-22-2017
Jason Haynes ParrottAllstate Financial Services, LLCState Farm VP Management Corp.11-22-2017
Theresa Michele MayesEdward JonesFirst Command Financial Planning, Inc.$2511-22-2017
Thomas Dilworth Stewart MasonRegister Financial Associates, Inc.H. Beck, Inc.11-21-2017
Jeffrey Scott PanikLPL Financial LLCAmeriprise Financial Services, Inc.$5011-16-2017
Ryan Lee PopeModera Wealth Management, LLCHarmon Financial Advisors11-15-2017
Kenneth Alan O'LearySurepath Financial Services, LLCWoodstock Financial Group, Inc.11-14-2017
Krista Murray ClarkeWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$15011-10-2017
Warren CollierIFS SecuritiesMorgan Stanley11-09-2017
Peter Michael WeinbaumAmeriprise Financial Services, Inc.MML Investors Services, LLC11-06-2017
Richard Barry HaynesSecurities America, Inc.Edward Jones11-06-2017
Terry Allan StoorPeachCap Securities, Inc.American Global Wealth Management, Inc.11-06-2017
Douglas Everett WellsIFS Advisory, LLCMorgan Stanley11-03-2017
Ralph Edward TrecasoIFS Advisory, LLCMorgan Stanley11-03-2017
Jeffery Ryan BickelWells Fargo Clearing Services, LLCBb&T Investment Services, Inc.$10011-02-2017
Steven Archie NapierBB&T Securities, LLCMorgan Stanley$10011-02-2017
Andrea Edith CesareMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2510-31-2017
Randy Leon Jackson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC10-31-2017
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Showing 276 to 300 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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