Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Allen BirbaraIFS SecuritiesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-27-2017
Kenan Anderson GodfreyNYLIFE Securities LLCCambridge Investment Research, Inc.10-27-2017
Christopher Bryan BlackLPL Financial LLCWells Fargo Clearing Services, LLC10-24-2017
Tosheika Renee Gatlin WilmoreVALIC Financial Advisors, Inc.HD Vest Investment Services10-24-2017
Kristal Ann SizemoreJ.P. Morgan Securities LLCScottrade, Inc.10-23-2017
Afua K BandohPruco Securities, LLC.BB&T Investment Services, Inc.10-19-2017
Douglas Scott McduffieBB&T Securities, LLCFWI Wealth Management LLC$2510-19-2017
Laurence Buell Tipton Jr.Wells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5010-19-2017
Ronald Edward Frere Jr.J.P. Morgan Securities LLCScottrade, Inc.10-19-2017
William Patrick HothTaylor Capital Management Inc.National Planning Corporation10-19-2017
William Keaton, Alfred SamsRaymond JamesSuntrust Investment Services$54010-18-2017
Daniel Francis FlanaganPersonal Capital Advisors CorporationPrincipal Securities, Inc.10-17-2017
Edwin NaticDempsey Lord Smith, LLCHD Vest Investment Services10-16-2017
Kristen Ann BorstPark Avenue Securities LLCRobert W. Baird & Co. Incorporated10-12-2017
Juan Carlos LimonCambridge Investment Research, Inc.Ameritas Investment Corp.10-11-2017
Marlon Elvin SomersallMerrill Lynch, Pierce, Fenner & Smith IncorporatedNational Securities Corporation$5010-10-2017
Ajay Ramesh AnandSignator Investors, Inc.Equity Services, Inc.10-09-2017
Edward Bernard SeayCambridge Investment Research, Inc.Ameritas Investment Corp.10-09-2017
Thomas Gary BoykinJ.P. Morgan Securities LLCEdward Jones10-09-2017
Chung Kuo LieuBenjamin F. Edwards & Company, Inc.J.J.B. Hilliard, W.L. Lyons, LLC$5010-06-2017
Patricia Lynn LaramoreLPL Financial LLCSecurities America, Inc.$10010-06-2017
Robyn Lynell AdamsMML Investors Services, LLCAllstate Financial Services, LLC10-06-2017
Joseph Butler Black Jr.ButlerJeffrey, LLCNext Financial Group, Inc.10-05-2017
Kevin Stephen HearnMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.10-03-2017
Beverly Addington McbrideCommonwealth Financial NetworkTriad Advisors LLC$1010-02-2017
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Showing 301 to 325 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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