Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Patrick Moonan Jr.Raymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-29-2017
Christopher George BartonAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2017
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Eric Samuel WilsonAdvisory Services NetworkRaymond James Financial Services, Inc.09-15-2017
Gregg Matthew CorsoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$15009-15-2017
Justin Dwight BurgessLPL Financial LLCWaddell & Reed09-15-2017
Scott McQuilken, Richard ReasonerArkadios CapitalBank of America Merrill Lynch$14009-15-2017
John Wesley MooreINVEST Financial CorporationSunTrust Investment Services, Inc.09-13-2017
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$2509-08-2017
Thomas H. RussellPeachCap Securities, Inc.LPL Financial LLC09-07-2017
Andrew Scott HardieIFS SecuritiesWILBANKS SECURITIES, INC.09-06-2017
Sarah Benton WalkerAmeriprise Financial Services, Inc.First Allied Securities, Inc.$109-01-2017
Odalis Mercedes LopezIFS SecuritiesG. A. Repple & Company08-31-2017
Stacy Stewart HowlinAXA Advisors, LLCUBS Financial Services Inc.08-31-2017
Stephen Edward FelixNational Securities CorporationWFG Investments, Inc.08-31-2017
Delores Eva RapoportSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-30-2017
Benjamin Michael GenrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company08-29-2017
Osric Darone GrantPNC InvestmentsPersonal Capital Advisors Corporation08-29-2017
Tia Shennell JinksVALIC Financial Advisors, Inc.Edward Jones$5008-29-2017
Michael Louis KoltzINVEST Financial CorporationFifth Third Securities, Inc.08-28-2017
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Michael Andrew SherwoodAmeriprise Financial Services, Inc.Brightview Advisors, LLC08-24-2017
Harry Dekle VannAllen, Mooney & Barnes Investment Advisors, LLCSunTrust Advisory Services, Inc.08-23-2017
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
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Showing 326 to 350 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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