Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Maynard BolenCambridge Investment Research, Inc.SunTrust Investment Services, Inc.$5008-25-2017
Derek Rudolf D'AlonzoAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.08-24-2017
Michael Andrew SherwoodAmeriprise Financial Services, Inc.Brightview Advisors, LLC08-24-2017
Harry Dekle VannAllen, Mooney & Barnes Investment Advisors, LLCSunTrust Advisory Services, Inc.08-23-2017
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
Michael Christopher RudioLPL Financial LLCEdward Jones08-21-2017
Andrew HillHightower AdvisorsSuntrust Investment Services$26008-21-2017
Andrew James HillHighTower Securities, LLCSunTrust Investment Services, Inc.08-18-2017
Michael Linton Malone Jr.Raymond James Financial Services, Inc.Edward Jones$2508-18-2017
Weslee Drew WilliamsProEquities, Inc.Lincoln Financial Securities Corporation08-18-2017
Jeremy Scott ThompsonH. Beck, Inc.GWN Securities Inc.08-16-2017
Kenneth Reed SnoweTriad Advisors LLCGWN Securities Inc.$108-16-2017
Timothy Brian KenyonTriad Advisors LLCGWN Securities Inc.$5008-16-2017
Sean Joseph KellyCenter Street Securities, Inc.Capital Financial Services, Inc.08-15-2017
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Jonathan Denny ReederMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.08-14-2017
Trent Tyrone SolomonDominion Investor Services, Inc.Cambridge Investment Research, Inc.$5008-08-2017
Jared Connor GrayMorgan StanleyJ.P. Morgan Securities LLC08-07-2017
John Howard BuseyLifeMark Securities Corp.INVEST Financial Corporation$108-07-2017
Scott Joseph SchoenbergMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-07-2017
Thomas Herring SteeleMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2017
Sheri Hall HaugabookRaymond James & Associates, Inc.Morgan Stanley$9708-04-2017
Durrette Ama OfosuH. Beck, Inc.Money Concepts Capital Corp$108-02-2017
Michelle Fisher OsborneCape Securities Inc.Newbridge Securities Corporation08-01-2017
James Laschinger, Sean Waggoner, Sarah KeiblerCeteraLPL Financial$6,00008-01-2017
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Showing 351 to 375 of 3,407 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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