Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Brian Mathew ChustzPurshe Kaplan Sterling InvestmentsEdward Jones03-06-2019
James Patrick FoleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC$103-01-2019
Stephanie M MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Frank John PasqualeBenchmark Investments, Inc.Newbridge Securities Corporation02-23-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty Teifer DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
David Rutherford GriffithPrincipal Securities, Inc.SA Stone Wealth Management Inc.02-18-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Gary Thomas WhitehurstBrighter Investing, PB LLCJoyn Advisors, Inc.02-14-2019
Robert Thure GustafsonCoastal Equities, Inc.Raymond James Financial Services, Inc.$2502-14-2019
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$2502-12-2019
Deryck Ian GryneCetera Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC$5002-11-2019
Russell Lee Goings IIIIFS SecuritiesHutchinson, Shockey, Erley & Co.$2502-06-2019
Daniel Edward McsheaIFS SecuritiesHerbert J. Sims & Co, Inc.$102-05-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services02-01-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation$101-31-2019
Charles Albert StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Anthony Michael AulffoTaylor Capital Management Inc.MML Investors Services, LLC01-23-2019
Evan Bradley GeorgiouRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
John Frederick EmbletonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-18-2019
« Previous PageNext Page »

Showing 26 to 50 of 3,407 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.