Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Brian Mathew ChustzPurshe Kaplan Sterling InvestmentsEdward Jones03-06-2019
James Patrick FoleyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-01-2019
Mari Elaine BryanMorgan StanleyWells Fargo Clearing Services, LLC$103-01-2019
Stephanie M MeeksMorgan StanleyWells Fargo Clearing Services, LLC$5003-01-2019
Frank John PasqualeBenchmark Investments, Inc.Newbridge Securities Corporation02-23-2019
Blake Franklin BruceRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
Ty Teifer DickeyRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-22-2019
David Rutherford GriffithPrincipal Securities, Inc.SA Stone Wealth Management Inc.02-18-2019
Ronnie Gene BrownWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-15-2019
Gary Thomas WhitehurstBrighter Investing, PB LLCJoyn Advisors, Inc.02-14-2019
Robert Thure GustafsonCoastal Equities, Inc.Raymond James Financial Services, Inc.$2502-14-2019
Alfred Lee DinglerCetera Advisor Networks LLCQuestar Capital Corporation$2502-12-2019
Deryck Ian GryneCetera Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC$5002-11-2019
Russell Lee Goings IIIIFS SecuritiesHutchinson, Shockey, Erley & Co.$2502-06-2019
Daniel Edward McsheaIFS SecuritiesHerbert J. Sims & Co, Inc.$102-05-2019
Tania Kiara RobinsonPruco Securities, LLC.MML Investors Services, LLC02-04-2019
David Kritzer, Christopher CastellawJPMorgan Chase & Co.UBS Financial Services02-01-2019
Jason Edward RockwellMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5001-31-2019
Lamy Brodhead-BuckCetera Advisors LLCQuestar Capital Corporation$101-31-2019
Charles Albert StricklandDempsey Lord Smith, LLCLincoln Financial Advisors Corporation01-29-2019
Anthony Michael AulffoTaylor Capital Management Inc.MML Investors Services, LLC01-23-2019
Evan Bradley GeorgiouRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
John Frederick EmbletonRockefeller Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$24001-18-2019
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Showing 26 to 50 of 3,407 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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