Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bryant Charles NorthLPL Financial LLCCadaret, Grant & Co., Inc.$111-30-2018
Michael Aldrich HarperEdward JonesLPL Financial LLC$111-30-2018
Theodore Ronald MeihoferRaymond James & Associates, Inc.UBS Financial Services Inc.$1011-30-2018
Torben Jensen Seear IIILPL Financial LLCRaymond James Financial Services, Inc.11-29-2018
Michael Louis StoneCommonwealth Financial NetworkIFG Advisory, LLC$2511-26-2018
David Lee WhittenGentry Retirement PlannersProEquities, Inc.11-15-2018
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
David Allen WilkeCapital Investment Group, Inc.Principal Securities, Inc.11-09-2018
Sonia Claudia Barbalho CrumplerMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.$1,00011-09-2018
Cassius Leonard Williams Jr.Lincoln Financial Securities CorporationNYLIFE Securities LLC11-05-2018
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
Hafeez S FazalRegister Financial Associates, Inc.Raymond James & Associates, Inc.11-02-2018
JANET MARIE BENTLEY-EWERSSan Blas Advisory, Inc.Invictus Capital Investors11-02-2018
Glen Joseph WebsterIFS SecuritiesWells Fargo Clearing Services, LLC$5011-01-2018
Richard Lee Toelle Jr.Raymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5011-01-2018
Donald Keith RenstromAmeriprise Financial Services, Inc.ProEquities, Inc.10-29-2018
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Jeffery Harold HattawayAmeriprise Financial Services, Inc.Edward Jones10-19-2018
Roger Mccartney Budd IIIRoger Budd Investment Management, LLCRaymond James Financial Services, Inc.10-09-2018
Rebecca Thornton CatesRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00010-05-2018
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Daniel Moskowitz, John Carty-Campbell, Blake AsburyCommonwealth Financial NetworkFSC Securities$16010-01-2018
John Henry Carty-CampbellCommonwealth Financial NetworkFSC Securities Corporation10-01-2018
Timothy Richard PashleyTriad Hybrid Solutions, LLCSummit Financial Group Inc10-01-2018
Sidney R. DivineDivine Wealth StrategiesMML Investors Services, LLC09-28-2018
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Showing 76 to 100 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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