Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Neil James BuonoTaylor Capital Management Inc.Pruco Securities, LLC.09-26-2018
Utkarsha BanerjeePNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated09-26-2018
John "Quint" AndrewsRaymond JamesBank of America Merrill Lynch$11009-25-2018
Jeffrey S. Diamond, Zachary A. Morristru IndependenceJPMorgan Chase & Co.$20009-25-2018
John Andrews VRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Michael L HinesPruco Securities, LLC.Allstate Financial Services, LLC$5009-25-2018
William Alexander MckenzieSunTrust Investment Services, Inc.MML Investors Services, LLC09-24-2018
James Michael FergusonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTD Ameritrade, Inc.09-20-2018
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Timothy Holcomb, Perry HolcombRaymond JamesUBS Financial Services$11909-14-2018
Perry Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.09-14-2018
Timothy Martin HolcombeRaymond James & Associates, Inc.UBS Financial Services Inc.$10009-14-2018
Geoffrey Scott DerberRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David Paul FeldsteinMML Investors Services, LLCPruco Securities, LLC.$109-06-2018
Alan Jay CohnPrincipal Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-05-2018
Jesse Lee TodiscoSecurities America, Inc.Centaurus Financial, Inc.08-30-2018
Teresa Hubbard PartainNoble Wealth Management LLCMML Investors Services, LLC08-28-2018
Thomas Leon Evans Jr.MML Investors Services, LLCPruco Securities, LLC.08-27-2018
B Brandon MackieFelton & Peel Wealth Management, Inc.Henssler Financial08-23-2018
Malik S LeeFelton & Peel Wealth Management, Inc.ALPS Distributors, Inc.08-23-2018
Seth Taylor AdamsSagePoint Financial, Inc.Park Avenue Securities LLC$108-21-2018
William George HammondWealth and Pension Services Group Inc.Hammond Investment Planning Corporation08-21-2018
Edwin James Pinigis IIIPNC InvestmentsDavenport & Company LLC08-17-2018
Christopher Scott JanusekPNC InvestmentsCetera Investment Services LLC08-15-2018
Kari Celia KnudsenLPL Financial LLCFSC Securities Corporation$26108-10-2018
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Showing 101 to 125 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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