Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lebron Cornelius MorganMML Investors Services, LLCNYLIFE Securities LLC08-10-2018
Carl Patrick Carlos Jr.IFS SecuritiesRaymond James & Associates, Inc.$2508-08-2018
David RijkersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$108-07-2018
Thomas Arthur SmylieIFS SecuritiesAmeriprise Financial Services, Inc.$5008-07-2018
Gregory Allen HutchesonPNC InvestmentsScottrade, Inc.08-03-2018
Julian Franklin HarwellSolomon Investments & Financial Planning, LLCDominion Investor Services, Inc.08-02-2018
Samuel Isaac HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.08-02-2018
John Burton Enoch Cestia IIITriad Advisors LLCEdward Jones$10008-01-2018
Michael Phillip OwenIFS SecuritiesLone Peak Capital Management, LLC$2508-01-2018
Kathy Burnett BartonLPL Financial LLCInvestment Professionals, Inc.$107-31-2018
Jim Broadway, Jim Broadway Jr.Raymond JamesWells Fargo Advisors07-31-2018
Kent NuzumRaymond JamesWells Fargo Advisors07-31-2018
Kyle EvensRaymond JamesWells Fargo Advisors07-31-2018
William PerkinsRaymond JamesWells Fargo Advisors07-31-2018
Judy RossRaymond JamesWells Fargo Advisors$24507-30-2018
Judy Thompson RossRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15007-30-2018
Gregory Allan PetersPrincipal Securities, Inc.Pruco Securities, LLC.07-25-2018
Randy MacNeillAmeriprise FinancialRaymond James$10507-24-2018
Angela Rene RehkopGeneos Wealth Management, Inc.LPL Financial LLC$17107-24-2018
Randall Paul MacneillAmeriprise Financial Services, Inc.Raymond James & Associates, Inc.$2507-24-2018
Ronald Walter BurdekinRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$5007-23-2018
James Robert ElderTriad Advisors LLCBB&T Securities, LLC$5007-20-2018
Tracy Ann YoungTaylor Capital Management Inc.IBN Financial Services, Inc.07-19-2018
Allix C DennisLion Street Financial, LLCM Holdings Securities, Inc.$107-17-2018
Stewart PerryPruco Securities, LLC.Principal Securities, Inc.07-16-2018
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Showing 126 to 150 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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