Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregg Lentz, Matt PorterArkadios CapitalTriad Advisors$8007-16-2018
Jared Michael McgaheeGWM Advisors, LLCWiregrass Asset Management07-09-2018
Lance Dustin NewsomeNewCorp Wealth ManagementMaryland Financial Group, Inc.07-09-2018
Steven Lee HolmesLPL Financial LLCCetera Advisors LLC$1007-09-2018
Amy Marie MonsenRaymond James & Associates, Inc.John Hancock Distributors LLC07-06-2018
Joshua Gray ScandlenHeritage Wealth PlanningSeascape Capital Management, LLC07-05-2018
Louis Anthony PernoRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-05-2018
Michael Lyle BurnsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-05-2018
Jason Rocco D'AmelioIFS SecuritiesLPL Financial LLC07-03-2018
Shane Harold SiedermanIFS SecuritiesLPL Financial LLC07-03-2018
John David WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.07-02-2018
John Alan NewsomePurshe Kaplan Sterling InvestmentsMaryland Financial Group, Inc.$1106-29-2018
Charles Wells JenkinsFarmers Financial Solutions, LLCState Farm VP Management Corp.06-26-2018
Morrell Alexander MccaskillLPL Financial LLCSynovus Securities, Inc.$15006-15-2018
Kyle Joel CohenMerrill Lynch, Pierce, Fenner & Smith IncorporatedKalos Capital, Inc.06-13-2018
Kirk J GillTaylor Capital Management Inc.First Financial Equity Corporation$2506-06-2018
Laurence Eugene DevallHorace Mann Investors, Inc.AXA Advisors, LLC$606-06-2018
Jack Aram WrightIFS SecuritiesMFR Securities, Inc.06-05-2018
Earle Denis Layng IIMML Investors Services, LLCNYLIFE Securities LLC06-01-2018
Keith Edward BogerSecurities America, Inc.The Strategic Financial Alliance, Inc.$10006-01-2018
Thomas Nelson KiklyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrincipal Securities, Inc.06-01-2018
Robert Benjamin ZantPruco Securities, LLC.Allstate Financial Services, LLC05-30-2018
Christine B TangIFS SecuritiesFirst Allied Securities, Inc.$5005-24-2018
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
Brandon T HattonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2505-18-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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