Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank Warner Anderson Jr.Woodbury Financial Services, Inc.GWN Securities Inc.$105-10-2018
JONATHAN NICHOLAS PAPACFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-10-2018
Stephen Lee HarrisonLPL Financial LLCMML Investors Services, LLC$105-10-2018
Reuben Lewis IVCambridge Investment Research, Inc.Investacorp, Inc.05-07-2018
James Watson Garner Jr.Benjamin F. Edwards & Company, Inc.Wells Fargo Clearing Services, LLC$5005-04-2018
Jonathan Michael ConstantMML Investors Services, LLCWaddell & Reed$105-04-2018
Mark Barry MccarthyCMC Financial Group, LLCWells Fargo Advisors Financial Network, LLC05-04-2018
Philip Oraien CatledgeCMC Financial Group, LLCWells Fargo Advisors Financial Network, LLC05-04-2018
Denzel Ja'Vaughn ColemanWells Fargo Clearing Services, LLCEdward Jones05-03-2018
April Dawn ClarkWells Fargo Clearing Services, LLCBB&T Securities, LLC05-02-2018
Henra Hosea ChennaultWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-02-2018
Steven Charles BarrettDempsey Lord Smith, LLCMML Investors Services, LLC04-30-2018
Minesh P AminWells Fargo Clearing Services, LLCBB&T Securities, LLC$104-27-2018
Wallace Ray Nichols Jr.Asset Guidance Group, LLCFirst Advisors National, LLC04-26-2018
Dale Joseph BoettcherAmerican Wealth Management, Inc.Hayden Royal04-24-2018
James Mitchell BroadwayRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$104-24-2018
James Mitchell Broadway Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-24-2018
Kent Sheridan NuzumRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-24-2018
Kyle Thomas EvensRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-24-2018
William Andrew PerkinsRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-24-2018
Dennis Ray WrightLPL Financial LLCThe Leaders Group, Inc.04-20-2018
Teresa Newton CombsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-20-2018
Gregory O Neil GarvinPark Avenue Securities LLCAmerican Century Investment Services Inc.$5004-19-2018
Garrett Todd PuzzoForesters Financial Services, Inc.FSC Securities Corporation04-18-2018
Harvey Eschol Varnadoe Jr.Money Concepts Capital CorpEquity Services, Inc.04-18-2018
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Showing 176 to 200 of 3,402 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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