Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Purvi Bhaskar BhavsarMetLife Securities Inc.AXA Advisors, LLC$10001-30-2009
Jeffrey GoldsteinNew England SecuritiesAXA Advisors, LLC$10003-27-2009
Michael Dwayne MorrisPruco Securities, LLC.AXA Advisors, LLC05-26-2010
Michael Ryan CunninghamProEquities, Inc.AXA Advisors, LLC$50010-04-2010
John Albin WillisWilbanks Securities, Inc.AXA Advisors, LLC03-28-2011
Shirla Jo DemoreAmeritas Investment Corp.AXA Advisors, LLC$25005-02-2011
David Allen MooreWoodbury Financial Services, Inc.AXA Advisors, LLC$25006-15-2011
Samuel Guy Williams Jr.Woodbury Financial Services, Inc.AXA Advisors, LLC$10006-17-2011
Joel TheisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC08-01-2011
Christopher George BartonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10011-07-2011
Thomas Mcnab ReevesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC04-19-2012
Richard Wiley Waddell IIIWoodbury Financial Services, Inc.AXA Advisors, LLC01-15-2013
James Palmer ThormahlenTaylor Capital Management Inc.AXA Advisors, LLC09-16-2013
Michael Mcteer ViersMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-14-2015
Andrew Scott JensenHornor, Townsend & Kent, LLCAXA Advisors, LLC$50010-22-2015
Robert Jyue WangAmeriprise Financial Services, Inc.AXA Advisors, LLC$10010-23-2015
Jennifer A BettsVALIC Financial Advisors, Inc.AXA Advisors, LLC07-28-2016
Derrick R MerckAmeriprise Financial Services, Inc.AXA Advisors, LLC03-09-2017
Jack Barrett Cunningham IINavy Federal Brokerage Services, LLCAXA Advisors, LLC02-07-2018
Laurence Eugene DevallHorace Mann Investors, Inc.AXA Advisors, LLC$60006-06-2018
Brett Lewis MooreLPL Financial LLCAXA Advisors, LLC07-16-2018
Kevin Michael FergusonFerguson Shapiro LLCAXA Advisors, LLC07-23-2018
David Sanichi WestnedgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$50008-01-2018
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsAXA Advisors, LLC10-02-2018
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCAXA Advisors, LLC01-07-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.