Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ian Alexandre WeinsteinRegimen Wealth, LLCAmeriprise Financial Services, LLC07-31-2020
Aiki AltmetsRegimen Wealth, LLCAmeriprise Financial Services, LLC07-31-2020
Michael Andrew SherwoodMorgan StanleyAmeriprise Financial Services, LLC03-31-2020
Russell ClarkeBenedetti, Gucer & AssociatesAmeriprise Financial Services, LLC12-05-2019
Lawrence Michael Donroe-WellsBenedetti, Gucer & AssociatesAmeriprise Financial Services, LLC11-26-2019
James William SpoonerLPL Financial LLCAmeriprise Financial Services, LLC$2512-17-2018
Alexander S GarrettOppenheimer & Co. Inc.Ameriprise Financial Services, LLC$15012-10-2018
Bryan Scott HuttoLPL Financial LLCAmeriprise Financial Services, LLC$2509-06-2018
James Eric CopelandAdvisory Services NetworkAmeriprise Financial Services, LLC05-03-2018
Michel Ian CowderyBIP Wealth, LLCAmeriprise Financial Services, LLC03-09-2018
Nicholas Carlyle CampbellMercer Global Advisors Inc.Ameriprise Financial Services, LLC02-08-2018
Margaret Ann KulykChicory WealthAmeriprise Financial Services, LLC01-10-2018
Mary Barbara ShaltisChicory WealthAmeriprise Financial Services, LLC01-10-2018
Daniel Colin McnabbChicory WealthAmeriprise Financial Services, LLC01-10-2018
Jacob Edward NewcomerChicory WealthAmeriprise Financial Services, LLC01-10-2018
Robert kevin Moore jrMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-15-2017
Bradford S WalshWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-29-2017
Donald Westlin Gifford JrDempsey Lord Smith, LLCAmeriprise Financial Services, LLC$2506-01-2017
Melissa L HendersonThe Strategic Financial Alliance, Inc.Ameriprise Financial Services, LLC05-09-2017
Louis Alan GaryDempsey Lord Smith, LLCAmeriprise Financial Services, LLC$5011-04-2016
Gregory Matthew BrennanHorse Cove Partners LLCAmeriprise Financial Services, LLC10-18-2016
Jonathan Andrew SafkoE*TRADE Securities LLCAmeriprise Financial Services, LLC01-13-2016
Andrew Joseph MasseoMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC12-03-2015
Jerald Ezra BrierE*TRADE Securities LLCAmeriprise Financial Services, LLC07-27-2015
Fritz Maximillian DlabikTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC05-12-2015
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.