Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Catherine Sanchez GentyCUNA Brokerage Services, Inc.Cambridge Investment Research, Inc.07-17-2020
Karon GravesAmerican Global Wealth Management, Inc.Cambridge Investment Research, Inc.06-02-2020
Sean Brian SmithThe Strategic Financial Alliance, Inc.Cambridge Investment Research, Inc.01-02-2020
Cary Christian FosterCetera Advisors LLCCambridge Investment Research, Inc.09-09-2019
Daniel Christopher MccalpinRaymond James & Associates, Inc.Cambridge Investment Research, Inc.08-06-2019
Todd Nathan HowardLPL Financial LLCCambridge Investment Research, Inc.$1706-07-2019
Charles Lee LewisInvestment Planning AdvisorsCambridge Investment Research, Inc.03-05-2019
David S WinfreyIfs SecuritiesCambridge Investment Research, Inc.02-26-2019
Patrick Sturmer PaxtonInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Kenneth J BellavanceInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
Andrew B CastleberryInvestment Planning AdvisorsCambridge Investment Research, Inc.01-02-2019
David Lytal FountainFinancial Consultants Group IncCambridge Investment Research, Inc.$5010-11-2017
Jason Warren EakerCommonwealth Financial NetworkCambridge Investment Research, Inc.08-14-2017
Trent Tyrone SolomonSolomon Investments & Financial Planning, LLCCambridge Investment Research, Inc.$5007-19-2017
Jonathon Glen MonsourUnited Planners' Financial Services of America A Limited PartnerCambridge Investment Research, Inc.$2501-26-2017
Zachary Garrett HagemanStifel, Nicolaus & Company, IncorporatedCambridge Investment Research, Inc.$15011-21-2016
John Wayne PeekEdward JonesCambridge Investment Research, Inc.$15009-09-2016
Richard David CundeyPurshe Kaplan Sterling InvestmentsCambridge Investment Research, Inc.$5010-01-2012
Patrick James Rice JrLPL Financial LLCCambridge Investment Research, Inc.11-04-2010
Michael James VerroiFidelity Brokerage Services LLCCambridge Investment Research, Inc.02-16-2010

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.