Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Lafayette Beery IIIJ.P. Morgan Securities LLCCitigroup Global Markets Inc.07-20-2015
Gerald P McgillCornerstone Investment Partners, LLCCitigroup Global Markets Inc.10-22-2012
Chad David MeisnerSecurities America, Inc.Citigroup Global Markets Inc.06-16-2009
Margaret Irene ArcherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-15-2009
Michael Crooks EddyWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-30-2009
Stuart James BlewettWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.04-30-2009
Bjorn AndersenMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.04-09-2009
Kenneth J KilgoreAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$104-08-2009
Deborah Ann ParrishCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.04-06-2009
Deborah Joy HeismanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$3304-03-2009
Joseph Robinson ChandlerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Robert William CarnesMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.03-13-2009
Frank Adams StricklandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Jo A PateWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$102-27-2009
Dean William AndersenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Lenard Mark IglarMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.02-13-2009
Palmer Craig ScarrittMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.02-13-2009
Russell Martin BrodaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Mari Elaine BryanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Stephanie M MeeksWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$101-30-2009
Christopher Grant LingleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
William Baker FowlerMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.01-23-2009
Cecilia OroUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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