Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela Tello CalvinUBS Financial Services Inc.Citigroup Global Markets Inc.02-20-2009
Anthony Mario BondochRaymond James Financial Services, Inc.Citigroup Global Markets Inc.02-13-2009
Benjamin Alexander Oxnard IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Bjorn AndersenMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$2504-09-2009
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Cecilia OroUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Chad David MeisnerSecurities America, Inc.Citigroup Global Markets Inc.$5006-16-2009
Christine Anne LizasoUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Christopher Grant LingleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
David Langley HigginsUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Dean William AndersenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-13-2009
Deborah Ann ParrishCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.04-06-2009
Deborah Joy HeismanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Frank Adams StricklandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Frederick Mark KoppelmannLPL Financial LLCCitigroup Global Markets Inc.$2501-12-2009
Gerald P McGillCornerstone Investment Partners, LLCCitigroup Global Markets Inc.10-22-2012
James Casey JonesUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-22-2009
James Russell MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-16-2009
Jefferson David Pace IIUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Jo Ann PateWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Joseph Robinson ChandlerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-27-2009
Justin Pace RyanUBS Financial Services Inc.Citigroup Global Markets Inc.01-09-2009
Kenneth J. KilgoreAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10004-08-2009
Lenard Mark IglarMorgan Keegan & Company, Inc.Citigroup Global Markets Inc.$10002-13-2009
Maceo Samuel SloanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5002-27-2009
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.