Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Michael GenrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company08-29-2017
Oluwa Ademola RainesSunTrust Investment Services, Inc.Country Capital Management Company11-28-2016
Christopher William PfluegerNYLIFE Securities LLCCountry Capital Management Company09-01-2016
Twina Zemira FelicianoJ.P. Morgan Securities LLCCountry Capital Management Company08-02-2016
Owen Patterson BlankMorgan StanleyCountry Capital Management Company06-30-2016
Jon Alexander HornMetLife Securities Inc.Country Capital Management Company08-05-2015
Tahsin Nawaz FarukiMetLife Securities Inc.Country Capital Management Company06-16-2015
David Wayne PenceAllstate Financial Services, LLCCountry Capital Management Company01-26-2015
Marcus Andrew ThompsonWells Fargo Clearing Services, LLCCountry Capital Management Company02-27-2014
Connie Renae FosterMetLife Securities Inc.Country Capital Management Company01-16-2014
Tracy Shane FalagradyAllstate Financial Services, LLCCountry Capital Management Company02-27-2013
Joseph Alexander McmichaelAllstate Financial Services, LLCCountry Capital Management Company10-09-2012
Stuart Layne PerryFarmers Financial Solutions, LLCCountry Capital Management Company09-27-2012
Sean Patrick ReardonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company04-05-2012

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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