Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Morris Alan FrancoWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$15003-01-2016
Christy Higgins HooperWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5002-01-2016
Geoffrey Scott FishmanWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC$5002-01-2016
Craig Elliot SavageWilliam BlairCredit Suisse Securities (USA) LLC$2501-06-2016
Andrew E ThompsonWilliam BlairCredit Suisse Securities (USA) LLC01-06-2016
Kim Ann CheneveyWilliam BlairCredit Suisse Securities (USA) LLC01-06-2016
Joel A DobbsWilliam BlairCredit Suisse Securities (USA) LLC01-06-2016
Charles Scott WilliamsWells Fargo Clearing Services, LLCCredit Suisse Securities (USA) LLC12-16-2015
David Krunch Whitfield KloberdanzUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10012-15-2015
David Earl DelaneyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$20812-14-2015
Alan Lee DavisJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC12-14-2015
MICHAEL Wayne OLMSTEDUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$9912-09-2015
Carlton Montgomery ForresterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-09-2015
Lindsay Belton PaughUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$2512-09-2015
Henry Bertram Moog IiiJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$10012-08-2015
Timothy Alan DodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5012-01-2015
Bradley Edward RobertsUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Brent LaneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-01-2015
Andrew Eugene FirstmanJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
David Simeon GreeneJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Mark HorncastleJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-20-2015
Christian CramJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Shayla WorleyJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-20-2015
Robert Allen DouglassJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$15011-21-2014
Elizabeth Kytle ChandlerJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC11-21-2014
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.