Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Matthew DuerreMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-21-2017
Briton Gregory RotellSunTrust Investment Services, Inc.Csfbdirect, Inc.04-06-2017
Gary Anthony JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$103-01-2017
Carrington John YardeStrategic Advisers LLCCsfbdirect, Inc.02-01-2017
Robert Dale YoungPruco Securities, LLC.Csfbdirect, Inc.09-09-2016
Samuel Reuben ZaretskyStrategic Advisers LLCCsfbdirect, Inc.08-10-2016
Robinson MartinPNC InvestmentsCsfbdirect, Inc.04-06-2016
Lakesha Ann JohnsonFifth Third Securities, Inc.Csfbdirect, Inc.01-08-2016
Darius Damar HicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-20-2015
George Samedi LacoudeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-05-2015
Joscelyn Joseph WorrellTD Ameritrade Investment Management, LLCCsfbdirect, Inc.08-10-2015
Roderick Orville AgardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.06-17-2015
Jonathan Spencer DugganMorgan StanleyCsfbdirect, Inc.04-15-2015
Joseph Kortei ClotteyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.12-03-2014
David William BroderickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.08-25-2014
Benardo Stevon RichardsonSunTrust Investment Services, Inc.Csfbdirect, Inc.$107-08-2014
Andrew Donald MillerUSAA Financial Advisors, Inc.Csfbdirect, Inc.05-14-2014
Nisarg D ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$102-25-2014
Garrett Wilson MurphyJ.P. Morgan Securities LLCCsfbdirect, Inc.11-11-2013
Sanjay BediMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-11-2013
James Michael D'AmicoTD Ameritrade Investment Management, LLCCsfbdirect, Inc.11-01-2013
Jeffrey Louis WegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-13-2012
Joseph Patrick ColemanMorgan StanleyCsfbdirect, Inc.09-19-2012
Kevin Yun KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.08-08-2012
Timothy John GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.08-08-2012
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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