Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Donald MillerUSAA Financial Advisors, Inc.Csfbdirect, Inc.05-14-2014
Benardo Stevon RichardsonSunTrust Investment Services, Inc.Csfbdirect, Inc.07-08-2014
Berman C Washington Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.10-05-2011
Briton G. RotellSunTrust Investment Services, Inc.Csfbdirect, Inc.04-06-2017
Carrington John YardeFidelity Brokerage Services LLCCsfbdirect, Inc.01-28-2017
Christopher James MetzgerCharles Schwab & Co., Inc.Csfbdirect, Inc.04-26-2016
Cynthia Suzanne BrueckmanRegister Financial Associates, Inc.Csfbdirect, Inc.03-15-2010
Dane Ajani WhittakerSunTrust Investment Services, Inc.Csfbdirect, Inc.06-07-2012
Darius D. HicksMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-20-2015
David Michael TopperMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.09-06-2011
David William BroderickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$10008-25-2014
Everett Andrew WilkersonTD Ameritrade Investment Management, LLCCsfbdirect, Inc.04-26-2012
Garrett W. MurphyJ.P. Morgan Securities LLCCsfbdirect, Inc.11-11-2013
Gary A. JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.03-01-2017
George Samedi LacoudeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-05-2015
Jeffrey WegnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.11-13-2012
John Thomas ChristersonCharles Schwab & Co., Inc.Csfbdirect, Inc.05-07-2012
Jonathan S. DugganMorgan StanleyCsfbdirect, Inc.04-15-2015
Joscelyn Joseph WorrellTD Ameritrade Investment Management, LLCCsfbdirect, Inc.08-10-2015
Joseph Kortei ClotteyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.12-03-2014
Joseph Patrick ColemanMorgan StanleyCsfbdirect, Inc.09-19-2012
Kevin Yun KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.08-08-2012
Lakesha A. JohnsonFifth Third Securities, Inc.Csfbdirect, Inc.01-08-2016
Mitchell Richard GreenSunTrust Investment Services, Inc.Csfbdirect, Inc.$10012-05-2011
Nisarg D. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedCsfbdirect, Inc.$5002-25-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.