Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Allan StoorFidelity Brokerage Services LLCE*TRADE Securities LLC$5006-26-2020
Nathan Andrew LottJ.P. Morgan Securities LLCE*TRADE Securities LLC12-11-2019
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Tien Hsiang SunMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC10-18-2019
James T CarrMML Investors Services, LLCE*TRADE Securities LLC10-17-2019
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Matthew BondJ.P. Morgan Securities LLCE*TRADE Securities LLC08-01-2019
Patrick Thomas CampbellMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC06-28-2019
Kenneth Geordan HayesSunTrust Investment Services, Inc.E*TRADE Securities LLC05-14-2019
Austin Cameron WhiteFirst Command Brokerage Services, Inc.E*TRADE Securities LLC04-15-2019
Tiara Deshae KincaidRaymond James Financial Services, Inc.E*TRADE Securities LLC01-04-2019
Lincoln Kimani NyingiPeachCap Securities, Inc.E*TRADE Securities LLC12-17-2018
Spencer HorowitzMorgan StanleyE*TRADE Securities LLC11-16-2018
Roberto J GarciaWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-06-2018
Robert Patrick RobinsonJ.P. Morgan Securities LLCE*TRADE Securities LLC10-30-2018
Austin Davis OmanAmeriprise Financial Services, LLCE*TRADE Securities LLC08-23-2018
Craig T Gorden JrMorgan StanleyE*TRADE Securities LLC07-24-2018
Reynaldo Orion PolAmeriprise Financial Services, LLCE*TRADE Securities LLC05-01-2018
John Lindsey MerrickCambridge Investment Research, Inc.E*TRADE Securities LLC04-16-2018
Taylor HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-03-2018
Brett KennedyPersonal Capital Advisors CorporationE*TRADE Securities LLC07-21-2017
Patricia A HatfieldFidelity Brokerage Services LLCE*TRADE Securities LLC07-06-2017
Alexander Read SchofieldCharles Schwab & Co., Inc.E*TRADE Securities LLC05-30-2017
Sean Patrick McPhersonSunTrust Investment Services, Inc.E*TRADE Securities LLC05-18-2017
Citlaly JulianMorgan StanleyE*TRADE Securities LLC12-19-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.