Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Michael KunceMorgan StanleyE*TRADE Securities LLC09-18-2018
Taylor Bradley HessMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC04-03-2018
Randy Leon Jackson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC10-31-2017
Brett KennedyPersonal Capital Advisors CorporationE*TRADE Securities LLC07-21-2017
Ryan C MasonNorthwestern Mutual Investment Services, LLCE*TRADE Securities LLC12-07-2016
Matthew John StegengaWells Fargo Clearing Services, LLCE*TRADE Securities LLC04-29-2016
Mona P TraversINVEST Financial CorporationE*TRADE Securities LLC03-16-2016
Hieu Trung NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
Purav Suresh PatelStrategic Advisers LLCE*TRADE Securities LLC01-08-2016
Jennifer Nicole HenrySunTrust Investment Services, Inc.E*TRADE Securities LLC11-24-2015
Shayon Makonde MooreSunTrust Investment Services, Inc.E*TRADE Securities LLC10-21-2015
David Martin FolmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC06-01-2015
Keela Ann ChambersWells Fargo Clearing Services, LLCE*TRADE Securities LLC05-29-2015
Stephen Charles DerengowskiSunTrust Investment Services, Inc.E*TRADE Securities LLC04-07-2015
Karlie Jo MichaudJ.P. Morgan Securities LLCE*TRADE Securities LLC03-11-2015
Mackenzie Carol SawickiMorgan StanleyE*TRADE Securities LLC03-11-2015
Javier Francisco ReyesSunTrust Investment Services, Inc.E*TRADE Securities LLC03-10-2015
Patience Rosebud WatsonSunTrust Investment Services, Inc.E*TRADE Securities LLC03-10-2015
Brenda Lee AtkinsonSunTrust Investment Services, Inc.E*TRADE Securities LLC$2501-08-2015
Zhengbang LiuMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC11-05-2014
Serina F ShyuWoodbury Financial Services, Inc.E*TRADE Securities LLC09-22-2014
Jamaal Enre DavisWells Fargo Clearing Services, LLCE*TRADE Securities LLC08-15-2014
Lamont Pierre McintoshForesters Financial Services, Inc.E*TRADE Securities LLC07-02-2014
John Richard CarterMorgan StanleyE*TRADE Securities LLC07-01-2014
Anthony Brent OwenSunTrust Investment Services, Inc.E*TRADE Securities LLC$15006-24-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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