Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul-Majid Karim HasanRock One Advisors, LLCE*TRADE Securities LLC05-30-2013
Alexander Read SchofieldCharles Schwab & Co., Inc.E*TRADE Securities LLC05-30-2017
Alice Gerjoi-De-Carval MelloCambridge Investment Research, Inc.E*TRADE Securities LLC11-26-2019
Alysia Theola BakerFidelity Brokerage Services LLCE*TRADE Securities LLC10-25-2010
Anabelle C. GonzalezMorgan StanleyE*TRADE Securities LLC09-01-2016
Andrew B. CastleberryCambridge Investment Research, Inc.E*TRADE Securities LLC01-02-2018
Anthony Brent OwenSunTrust Investment Services, Inc.E*TRADE Securities LLC06-24-2014
April Leigh GayMorgan StanleyE*TRADE Securities LLC09-03-2014
Ashley Ringgold DavyWells Fargo Clearing Services, LLCE*TRADE Securities LLC06-26-2014
Ashley Venitta ThomasSunTrust Investment Services, Inc.E*TRADE Securities LLC06-23-2016
Austin D. OmanAmeriprise Financial Services, LLCE*TRADE Securities LLC08-23-2018
Brenda Lee AtkinsonSunTrust Investment Services, Inc.E*TRADE Securities LLC01-08-2015
Brett KennedyPersonal Capital Advisors CorporationE*TRADE Securities LLC07-21-2017
Christy Adubea AppiahLPL Financial LLCE*TRADE Securities LLC09-07-2017
Citlaly JulianMorgan StanleyE*TRADE Securities LLC12-19-2016
Craig T. Gorden Jr.Morgan StanleyE*TRADE Securities LLC07-24-2018
Darrell Jeffrey Springer IIWilliam BlairE*TRADE Securities LLC06-28-2018
David Martin FolmarMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Securities LLC06-01-2015
Dennis David Brown JrJ.P. Morgan Securities LLCE*TRADE Securities LLC09-17-2019
Fonette Alicia Benjamin-ThompsonChase Investment Services Corp.E*TRADE Securities LLC04-01-2010
Hieu T. NguyenPruco Securities, LLC.E*TRADE Securities LLC01-08-2016
Jacqueline Terra-Krystal FloydMorgan StanleyE*TRADE Securities LLC12-08-2017
Jakara Boyd DavisWells Fargo Clearing Services, LLCE*TRADE Securities LLC03-06-2013
Jamaal Enre DavisWells Fargo Clearing Services, LLCE*TRADE Securities LLC08-15-2014
James Michael FergusonScottrade, Inc.E*TRADE Securities LLC02-27-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.