Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jerry Lee ParrishDempsey Lord Smith, LLCEdward Jones08-14-2009
Walter B. HallCountry Capital Management CompanyEdward Jones10-29-2009
John R. CrumblinState Farm VP Management Corp.Edward Jones03-11-2010
Evariste Anthony Faucher IIIMorgan StanleyEdward Jones03-26-2010
Richard George GankofskieLPL Financial LLCEdward Jones05-11-2010
Brent Barrett BlairMML Investors Services, LLCEdward Jones05-11-2010
Derek Jon NowatzkiSuperior Financial Services, Inc.Edward Jones$1002-01-2011
Joseph Todd Emily, Judson Shore DosterMorgan StanleyEdward Jones$15006-16-2011
Richard Scott PhelanMorgan StanleyEdward Jones06-16-2011
Donald R. HallFSC Securities CorporationEdward Jones10-10-2011
Marcus Todd AlleyCetera Advisors LLCEdward Jones$5004-13-2012
Teresa Pratt WynnChristian Values Investing, Inc.Edward Jones07-16-2012
Joseph Aaron RosburyMWA Financial Services Inc.Edward Jones$1010-01-2012
Erik Eugene ThompsonLPL Financial LLCEdward Jones12-14-2012
Jack L PhippsWells Fargo Clearing Services, LLCEdward Jones03-21-2013
Ashton Cole GreenWells Fargo Clearing Services, LLCEdward Jones$2508-09-2013
Benjamin Leroy ClarkLPL Financial LLCEdward Jones11-20-2013
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones$1001-10-2014
Ashlee Nicole GodfreyWells Fargo Clearing Services, LLCEdward Jones02-14-2014
Dianne Fryson CrokerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2014
Kristopher W. KrauseWells Fargo Clearing Services, LLCEdward Jones$2509-19-2014
Micah John GearWells Fargo Clearing Services, LLCEdward Jones09-30-2014
Chandler Thomas WoodWells Fargo Clearing Services, LLCEdward Jones04-01-2015
Robert Charles MacdonaldAmeriprise Financial Services, Inc.Edward Jones05-08-2015
Beverly Jean TrainorRaymond James Financial Services, Inc.Edward Jones$2507-29-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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