Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Adam Webster Lee | Wells Fargo Clearing Services, LLC | Edward Jones | $10 | 01-10-2014 |
| Albert L. Degaetano | IFS Securities | Edward Jones | — | 03-14-2019 |
| Amy Bruce Greenway | Cambridge Investment Research, Inc. | Edward Jones | $39 | 09-08-2017 |
| Ashlee Nicole Godfrey | Wells Fargo Clearing Services, LLC | Edward Jones | — | 02-14-2014 |
| Ashton Cole Green | Wells Fargo Clearing Services, LLC | Edward Jones | $25 | 08-09-2013 |
| Benjamin Leroy Clark | LPL Financial LLC | Edward Jones | — | 11-20-2013 |
| Beverly Jean Trainor | Raymond James Financial Services, Inc. | Edward Jones | $25 | 07-29-2015 |
| Brent Barrett Blair | MML Investors Services, LLC | Edward Jones | — | 05-11-2010 |
| Brian Matthew Chustz | Derbend Asset Management | Edward Jones | — | 03-05-2019 |
| Chandler Thomas Wood | Wells Fargo Clearing Services, LLC | Edward Jones | — | 04-01-2015 |
| Christopher C. Stokes | Raymond James & Associates, Inc. | Edward Jones | — | 09-02-2016 |
| David Eric Moore | Wells Fargo Clearing Services, LLC | Edward Jones | — | 11-18-2016 |
| David Lavon Tapley Jr. | LPL Financial LLC | Edward Jones | — | 01-11-2017 |
| Denzel Ja'Vaughn Coleman | Wells Fargo Clearing Services, LLC | Edward Jones | — | 05-03-2018 |
| Derek Jon Nowatzki | Superior Financial Services, Inc. | Edward Jones | $10 | 02-01-2011 |
| Dianne Fryson Croker | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | — | 02-24-2014 |
| Donald R. Hall | FSC Securities Corporation | Edward Jones | — | 10-10-2011 |
| Doris Wynnette Cheek | Thrivent Investment Management Inc. | Edward Jones | $25 | 03-27-2019 |
| Emily Anne Ellis | Ameriprise Financial Services, Inc. | Edward Jones | — | 06-16-2017 |
| Eric Messer | SunTrust Investment Services, Inc. | Edward Jones | — | 11-04-2019 |
| Eric Scott Ruthman | LPL Financial LLC | Edward Jones | — | 08-21-2017 |
| Erik Eugene Thompson | LPL Financial LLC | Edward Jones | — | 12-14-2012 |
| Evariste Anthony Faucher III | Morgan Stanley | Edward Jones | — | 03-26-2010 |
| Harold Tyler Gay | Wells Fargo Clearing Services, LLC | Edward Jones | — | 09-14-2018 |
| Jack L Phipps | Wells Fargo Clearing Services, LLC | Edward Jones | — | 03-21-2013 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
