Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Webster LeeWells Fargo Clearing Services, LLCEdward Jones$1001-10-2014
Albert L. DegaetanoIFS SecuritiesEdward Jones03-14-2019
Amy Bruce GreenwayCambridge Investment Research, Inc.Edward Jones$3909-08-2017
Ashlee Nicole GodfreyWells Fargo Clearing Services, LLCEdward Jones02-14-2014
Ashton Cole GreenWells Fargo Clearing Services, LLCEdward Jones$2508-09-2013
Benjamin Leroy ClarkLPL Financial LLCEdward Jones11-20-2013
Beverly Jean TrainorRaymond James Financial Services, Inc.Edward Jones$2507-29-2015
Brent Barrett BlairMML Investors Services, LLCEdward Jones05-11-2010
Brian Matthew ChustzDerbend Asset ManagementEdward Jones03-05-2019
Chandler Thomas WoodWells Fargo Clearing Services, LLCEdward Jones04-01-2015
Christopher C. StokesRaymond James & Associates, Inc.Edward Jones09-02-2016
David Eric MooreWells Fargo Clearing Services, LLCEdward Jones11-18-2016
David Lavon Tapley Jr.LPL Financial LLCEdward Jones01-11-2017
Denzel Ja'Vaughn ColemanWells Fargo Clearing Services, LLCEdward Jones05-03-2018
Derek Jon NowatzkiSuperior Financial Services, Inc.Edward Jones$1002-01-2011
Dianne Fryson CrokerMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-24-2014
Donald R. HallFSC Securities CorporationEdward Jones10-10-2011
Doris Wynnette CheekThrivent Investment Management Inc.Edward Jones$2503-27-2019
Emily Anne EllisAmeriprise Financial Services, Inc.Edward Jones06-16-2017
Eric MesserSunTrust Investment Services, Inc.Edward Jones11-04-2019
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
Erik Eugene ThompsonLPL Financial LLCEdward Jones12-14-2012
Evariste Anthony Faucher IIIMorgan StanleyEdward Jones03-26-2010
Harold Tyler GayWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Jack L PhippsWells Fargo Clearing Services, LLCEdward Jones03-21-2013
Next Page »

Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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