Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Tate O'GwinLPL Financial LLCEdward Jones$1003-28-2011
Tobin Christopher AndersonLPL Financial LLCEdward Jones06-06-2019
Timothy JonesLPL Financial LLCEdward Jones10-23-2013
Steven G. HartLPL Financial LLCEdward Jones07-19-2012
Stephen Frank GiellaLPL Financial LLCEdward Jones12-14-2012
Samuel Thomas Madaris Jr.LPL Financial LLCEdward Jones12-16-2011
Richard George GankofskieLPL Financial LLCEdward Jones05-11-2010
Michael Wayne GiddeonsLPL Financial LLCEdward Jones05-11-2012
Michael RudioLPL Financial LLCEdward Jones08-21-2017
Michael Louis StoneLPL Financial LLCEdward Jones$5007-15-2010
Linda D. ChappellLPL Financial LLCEdward Jones$15001-11-2016
Lewis Jackson GraceLPL Financial LLCEdward Jones09-27-2012
Julius Franklin Kenney IVLPL Financial LLCEdward Jones$1003-28-2011
Joshua David EllisLPL Financial LLCEdward Jones01-28-2009
Frederick Antonio TaylorLPL Financial LLCEdward Jones$1004-07-2011
Erik Eugene ThompsonLPL Financial LLCEdward Jones$1012-14-2012
Eric Scott RuthmanLPL Financial LLCEdward Jones08-21-2017
Edward Scott LocherLPL Financial LLCEdward Jones08-30-2011
David Lavon Tapley Jr.LPL Financial LLCEdward Jones01-11-2017
Brent Wayne WhiddonLPL Financial LLCEdward Jones$5011-05-2009
Benjamin Leroy ClarkLPL Financial LLCEdward Jones$5011-20-2013
Barbara Ann GuidryLPL Financial LLCEdward Jones05-04-2012
Ashley A. SheridanLPL Financial LLCEdward Jones$5008-22-2012

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.