Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Miller KosloskyGoldman Sachs & Co.Equitable Advisors, LLC03-20-2020
Chaminda P MahawelaMML Investors Services, LLCEquitable Advisors, LLC01-28-2020
Carolyn BurginMML Investors Services, LLCEquitable Advisors, LLC01-23-2020
Ican Damilola OsinjoluRaymond James & Associates, Inc.Equitable Advisors, LLC11-12-2019
Antan R WilsonMorgan StanleyEquitable Advisors, LLC$4607-18-2019
Craig Alfred Glover JrE*TRADE Securities LLCEquitable Advisors, LLC06-25-2019
Douglas Ryan JacksonAdvisory Services NetworkEquitable Advisors, LLC05-16-2019
William Michael JonesAdvisory Services NetworkEquitable Advisors, LLC04-17-2019
Christopher L CampbellNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC01-18-2019
Carla Tara FloratosNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC01-10-2019
Lemond Arthur PontonNorthwestern Mutual Investment Services, LLCEquitable Advisors, LLC01-07-2019
Ali H KasapFidelity Brokerage Services LLCEquitable Advisors, LLC10-22-2018
Maury Alan ShapiroPurshe Kaplan Sterling InvestmentsEquitable Advisors, LLC10-02-2018
Kevin Michael FergusonPurshe Kaplan Sterling InvestmentsEquitable Advisors, LLC$11409-13-2018
David Sanichi WestnedgeAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$5008-01-2018
Brett Lewis MooreLPL Financial LLCEquitable Advisors, LLC07-16-2018
Robert Jyue WangAmeriprise Financial Services, LLCEquitable Advisors, LLC10-23-2015
Darlene Van BeekMoney Concepts Capital CorpEquitable Advisors, LLC12-11-2014
Robert Adrian ShufordAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$5001-06-2014
Richard Wiley Waddell IIIWoodbury Financial Services, Inc.Equitable Advisors, LLC01-15-2013
Samuel Guy Williams JrWoodbury Financial Services, Inc.Equitable Advisors, LLC$10006-17-2011
David Allen MooreWoodbury Financial Services, Inc.Equitable Advisors, LLC$2506-15-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.