Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Curt Edward CoulombeCetera Advisors LLCINVEST Financial Corporation$1002-08-2018
Paul Simpson HardinCannon Securities, Inc.INVEST Financial Corporation02-01-2018
Kevin Michael BatesIfs SecuritiesINVEST Financial Corporation$2501-18-2018
Eric Todd StuckeyAmeriprise Financial Services, LLCINVEST Financial Corporation$5001-02-2018
Steven Robert SchwartzAmeriprise Financial Services, LLCINVEST Financial Corporation01-02-2018
Galen K. ReederAmeriprise Financial Services, LLCINVEST Financial Corporation01-02-2018
John Howard BuseyLifeMark Securities Corp.INVEST Financial Corporation$1008-07-2017
Leslie Dodge BerryRBC Capital Markets, LLCINVEST Financial Corporation07-31-2017
Alexander Love Hinson Jr.Ameriprise Financial Services, LLCINVEST Financial Corporation07-28-2017
Johnathon Leland CopeBB&T Securities, LLCINVEST Financial Corporation$2509-02-2016
Martin Edward GradyBB&T Securities, LLCINVEST Financial Corporation09-02-2016
Patrick G. HojanCetera Investment Services LLCINVEST Financial Corporation06-09-2016
Wendy Wright RisseAmeriprise Financial Services, LLCINVEST Financial Corporation02-08-2016
Steven Paul BoatnerCetera Investment Services LLCINVEST Financial Corporation06-30-2015
Paul Raymond MassaRaymond James Financial Services, Inc.INVEST Financial Corporation$5010-10-2014
Christopher Paul CantrellRaymond James Financial Services, Inc.INVEST Financial Corporation10-10-2014
Brian Edward AdamsMasterPlan Retirement ConsultantsINVEST Financial Corporation$2509-17-2014
Jason Edward BarnesAllstate Financial Services, LLCINVEST Financial Corporation06-16-2014
Jacob K. SandersTriad Advisors LLCINVEST Financial Corporation01-14-2014
Jeffrey Scott PanikAmeriprise Financial Services, LLCINVEST Financial Corporation$5009-06-2013
Mark H. ShamesSunTrust Investment Services, Inc.INVEST Financial Corporation$5006-18-2012
John Schuyler NeffCoastal Income And Capital Preservation Strategies, LLCINVEST Financial Corporation02-15-2012
Andrew Robert Gay Jr.SunTrust Investment Services, Inc.INVEST Financial Corporation$2512-12-2011
Donald David ZellTriad Advisors LLCINVEST Financial Corporation10-18-2011
Dale Clayton Farmer Jr.Triad Advisors LLCINVEST Financial Corporation10-18-2011
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.