Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael BatesIFS SecuritiesINVEST Financial Corporation01-18-2018
Galen Kelly Eugene ReederAmeriprise Financial Services, Inc.INVEST Financial Corporation01-02-2018
John Howard BuseyLifeMark Securities Corp.INVEST Financial Corporation$108-07-2017
Leslie Dodge BerryRBC Capital Markets, LLCINVEST Financial Corporation07-31-2017
Alexander Love Hinson Jr.Ameriprise Financial Services, Inc.INVEST Financial Corporation07-28-2017
Johnathon Leland CopeBB&T Securities, LLCINVEST Financial Corporation$2509-02-2016
Martin Edward GradyBB&T Securities, LLCINVEST Financial Corporation09-02-2016
Patrick Gene HojanCetera Investment Services LLCINVEST Financial Corporation$15006-09-2016
Wendy Wright RisseAmeriprise Financial Services, Inc.INVEST Financial Corporation02-08-2016
Scott Michael NanneyINVESTMENT PROFESSIONALS, INC.INVEST Financial Corporation09-14-2015
Steven Paul BoatnerCetera Investment Services LLCINVEST Financial Corporation$15006-30-2015
Brian Edward AdamsRedhawk Wealth Advisors, Inc.INVEST Financial Corporation10-14-2014
Christopher Paul CantrellRaymond James Financial Services, Inc.INVEST Financial Corporation10-10-2014
Paul Raymond MassaRaymond James Financial Services, Inc.INVEST Financial Corporation$15010-10-2014
Jason Edward BarnesAllstate Financial Services, LLCINVEST Financial Corporation06-16-2014
Jeffrey Scott PanikAmeriprise Financial Services, Inc.INVEST Financial Corporation09-06-2013
Mark Hy ShamesSunTrust Investment Services, Inc.INVEST Financial Corporation$1,00006-18-2012
Andrew Robert Gay Jr.SunTrust Investment Services, Inc.INVEST Financial Corporation12-12-2011
Dale Clayton Farmer Jr.Triad Advisors LLCINVEST Financial Corporation10-18-2011
Donald David ZellTriad Advisors LLCINVEST Financial Corporation10-18-2011
John Reeves PopeTriad Advisors LLCINVEST Financial Corporation10-18-2011
Stephanie Renee AmesFirst Command Financial Planning, Inc.INVEST Financial Corporation05-14-2011
Stephen Lanier MorganSunTrust Investment Services, Inc.INVEST Financial Corporation03-16-2011
Jeffrey Alan RibletAsset Protection Group, LLCINVEST Financial Corporation10-19-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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